Bank Of America Compliance Operational Risk Specialist 

Mexico, Nuevo León, General Escobedo 

565712179

Job Description

This position is part of the Americas Control Room covering US, Canada, and Latin America.

Responsibilities

• ReviewInvestment Banking (“IB”) transactionsfor potential addition(s) to the Watch List and/or Restricted List. Follow up with IB to receive deal updates.

• Review ofGlobal Research reportsprior to public dissemination against the Watch or Restricted List in accordance with Laws, Rules, and Regulations.

• ProvideGlobal Marketsprincipal/firm trade preclearance on restricted list issuers.

• Provide information wall subject matterexpertiseto support all lines of business and support partners.

• Manage Wall crossings

• Respond to Americas regulatory Inquiries, facilitate meetings with Research Legal and Investment Banking Legal.

• Manage day to day Control Room processes.

• Provide training and awareness to the lines of business and their support partners on information wall topics.

• Contribute to global technology initiatives via idea generation, User Acceptance Testing or working alongside Global Tech and Operations support partners.

Qualifications

• Ability to produce accurate work output and reports under tight deadlines

• 3-5 years professional experience

• Bachelor’s degree or equivalent experience

• Demonstrates intellectual curiosity and drives operational excellence

• Ability to think critically to quickly analyze and resolve issues

• Influences and delivers results through collaborative relationship with key partners and stakeholders

• Works independently to prioritize work and deliver against regulatory deadlines in a dynamic environment

• Ability to demonstrate a high level of integrity with a mature approach to work

• Discrete when handling confidential information

• Control Room workflow experience or related knowledge; transferable skills

• Diligent work ethic

• Effective Communicator; Strong writing and presentation skills

• Team player

• Task oriented and willing to train junior team members