Capital One Principal Analyst - Resolution Planning 

United States, Virginia, Arlington 

555395914

Center 2 (19050), United States of America, McLean, Virginia Principal Analyst - Resolution Planning

Resolution planning is a critical financial institution regulation that requires banks to develop strategies, actions, and execution plans to resolve the bank with minimal losses to depositors in the event of a failure. The resolution plans include considerations from across all parts of the organization and risk stripes, including liquidity, capital, operational, and regulatory.

General Responsibilities:

• Enhance and maintain the Resolution Planning compliance management program, including review of regulatory requirements, applicability, controls, and data management for processes contribute to Resolution Plan

• Support the enhancements in the Resolution Planning program management and governance in resolution, including communication with senior management and committees, and 2nd line interactions

• Provide risk advisory support to Resolution Plan implementation workstreams, including risk assessment and mitigation, control development and enhancement, process documentation

• Build and maintain strong relationships with and provide risk guidance to our Resolution and Recovery Program Office and business partner teams in Finance and across the enterprise

• Engage with risk partners to ensure alignment on enterprise guidance, standards and policies

• Assist in evaluating new regulatory changes and their impact on processes, then facilitate the incorporation of those changes where appropriate (control, procedures, etc.)

• Develop and maintain documentation to include procedures and presentation materials.

• Assist with the preparation and execution of audit and regulatory exams as they pertain to responsible areas

• Collaborate with broader horizontal FRM partner teams to provide risk analysis, insights and reporting metrics

• Provide pre, during and post audit/exam management and risk advisory support for impacted business partners

• Regularly liaise with our 2nd and 3rd lines-of-defense teams and collaborate to address challenges levied on our business partners resulting from 2nd or 3rd line reviews

Basic Qualifications:

• Bachelor's Degree or military experience

• At least 3 years of Risk Management experience in Finance, Compliance, Audit or a combination

Preferred Qualifications:

• 3+ years of experience in a Financial Services Industry

• 5+ years of Risk Management experience in Finance, Compliance, Audit or a combination

• Experience in leading complex, cross functional projects

• Experience in resolution plan, recovery plan, capital and/or liquidity frameworks

• Experience with risk reporting and issue management

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.