Wells Fargo Lead Compliance Officer - Home Lending 

United States, North Carolina, Charlotte 

551347605

In this role, you will:

• Provide oversight and monitoring of business group risk based compliance programs
• Maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple business lines
• Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements
• Oversee the Front Line's execution and challenges appropriately on compliance related decisions
• Develop, oversee, and provide independent credible challenge to standards with subject matter expertise
• Provide direction to the business on developing corrective action plans and effectively managing regulatory change
• Report findings and make recommendations to management and appropriate committees
• Identify and recommend opportunities for process improvement and risk control development
• Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements
• Monitor the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management
• Oversee the Front Line's execution and challenges appropriately on compliance related decisions
• Make decisions and resolve issues to meet business objectives
• Interpret policies, procedures, and compliance requirements
• Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
• Work with complex business units, rules and regulations on moderate to high risk compliance matters
• Interface with Audit, Legal, external agencies, and regulatory bodies on risk related topics

Required Qualifications:

• 5+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• Strong understanding of mortgage business processes, regulations, and mortgage risk management systems
• Experience managing engagements with regulators and auditors

• Experience with regulations related to Underwriting processes and Underwriting business knowledge

• Understanding of banking risk and control systems and issue management processes
• Ability to communicate complex concepts in a clear, simplified manner to executive leadership and law department partners
• An active Certified Regulatory Compliance Manager (CRCM) designation
• Strong background with mortgage consumer protection regulations including TILA, FCRA, ADA, RESPA, and Privacy

Job Expectations:

• Willingness to working on-site at designated location

Job Posting Locations:

• 401 S Tryon St, CHARLOTTE, NC,
• 600 S 4th St, MINNEAPOLIS, MN
• 800 S Jordan Creek Pkwy, West Des Moines, IA
• 114 N Beaumont St - D Bldg, SAINT LOUIS, MO
• 1150 W WASHINGTON ST, TEMPE, AZ
• 250 E John Carpenter Frwy, IRVING, TX

Pay Range

$111,100.00 - $197,500.00

5 Apr 2025

Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.