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Wells Fargo Lead Compliance Officer - Home Lending 
United States, North Carolina, Charlotte 
551347605

Yesterday

In this role, you will:

  • Provide oversight and monitoring of business group risk based compliance programs
  • Maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple business lines
  • Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements
  • Oversee the Front Line's execution and challenges appropriately on compliance related decisions
  • Develop, oversee, and provide independent credible challenge to standards with subject matter expertise
  • Provide direction to the business on developing corrective action plans and effectively managing regulatory change
  • Report findings and make recommendations to management and appropriate committees
  • Identify and recommend opportunities for process improvement and risk control development
  • Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements
  • Monitor the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management
  • Oversee the Front Line's execution and challenges appropriately on compliance related decisions
  • Make decisions and resolve issues to meet business objectives
  • Interpret policies, procedures, and compliance requirements
  • Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
  • Work with complex business units, rules and regulations on moderate to high risk compliance matters
  • Interface with Audit, Legal, external agencies, and regulatory bodies on risk related topics


Required Qualifications:

  • 5+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education


Desired Qualifications:

  • Strong understanding of mortgage business processes, regulations, and mortgage risk management systems
  • Experience managing engagements with regulators and auditors
  • Experience with regulations related to Underwriting processes and Underwriting business knowledge

  • Understanding of banking risk and control systems and issue management processes
  • Ability to communicate complex concepts in a clear, simplified manner to executive leadership and law department partners
  • An active Certified Regulatory Compliance Manager (CRCM) designation
  • Strong background with mortgage consumer protection regulations including TILA, FCRA, ADA, RESPA, and Privacy


Job Expectations:

  • Willingness to working on-site at designated location

Job Posting Locations:

  • 401 S Tryon St, CHARLOTTE, NC,
  • 600 S 4th St, MINNEAPOLIS, MN
  • 800 S Jordan Creek Pkwy, West Des Moines, IA
  • 114 N Beaumont St - D Bldg, SAINT LOUIS, MO
  • 1150 W WASHINGTON ST, TEMPE, AZ
  • 250 E John Carpenter Frwy, IRVING, TX

Pay Range

$111,100.00 - $197,500.00

Wells Fargo provides eligible employees with a comprehensive set of benefits, many of which are listed below. Visit for an overview of the following benefit plans and programs offered to employees.

  • Health benefits
  • 401(k) Plan
  • Paid time off
  • Disability benefits
  • Life insurance, critical illness insurance, and accident insurance
  • Parental leave
  • Critical caregiving leave
  • Discounts and savings
  • Commuter benefits
  • Tuition reimbursement
  • Scholarships for dependent children
  • Adoption reimbursement

5 Apr 2025


Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.