Lead in administering the Regulatory Compliance Management (RCM) annual assessment
Liaise with Core Compliance Monitoring, Training, Testing and Conduct teams across multiple lines of business operating in Canada
Participate in various internal Compliance, governance and control forums and committees
Advise on regulatory compliance matters for new regulations, organizational developments, products and services
Administer the implementation of Canadian compliance policies, ensuring consistency across LOBs and contributing to regional and global policies requiring Canadian content
Assist in management of regulatory requests, audits, surveys, inquiries and reviews
Participate in industry working groups and forums
Liaise with regulators as required and during regulatory examinations
Qualifications:
Highly motivated, independent, and experienced professional with solid regulatory compliance background and technical knowledge of bank obligations and cross-border laws and regulations
Project and control management skills and experience
Familiarity with Regulatory Compliance Management requirements and Resolver technology tool
Bachelors' degree & Legal Qualifications.
5 or more years of relevant industry compliance or legal experience
Must demonstrate excellent interpersonal, communication, resource management, organizational and decision-making skills