Goldman Sachs Global Banking & Markets Operations - Regulatory 

India, Karnataka, Bengaluru 

537991229

JOB SUMMARY AND RESPONSIBILITIES

Responsibilities include:

• Develop expert knowledge in Regulatory requirements, processes and systems across global jurisdictions
• Perform reconciliation and exception management as per the various Regulatory requirements
• Investigate and remediate issues with these reports and develop control improvements
• Contribute to strategic initiatives relating to these reports, for example strategic Technology developments
• Improve current processes, procedures and reports including automation of manual processes
• Define and produce comprehensive project documentation in support of strategic initiatives and change management including: business/functional requirement documents, process flow diagrams and comprehensive data analysis
• Produce test scripts and co-ordinate / participate in testing activities with Operations and Technology
• Work with Legal, Compliance, Technology, other Operations groups and various Business units to manage change programs and issue resolution for these reports
• Act as a risk manager for the firm through ongoing assessment and awareness of the regulatory environment and the firm’s adherence to its reporting obligations

BASIC QUALIFICATIONS

• Bachelor’s degree with 9 - 13 years of experience in financial services
• Strong Regulation Knowledge on MiFID II Reporting including Trade Life Cycle, JIRA instance navigation, Product expertise, etc.
  • Communication skills – Strong written and verbal communication skills, be able to ask right questions and convey the right message.
  • Problem Solving – be able to analyze the problem and produce potential solutions, will the required direction.
  • Basic Knowledge/Experience in Regulatory Reporting – around technical terms, jargons used in the industry.
  • Tools & Technique – such as SQL language to be able to self-serve & analyze.
  • Risk mindset - Being detail-oriented and capable of delivering a high level of accuracy.
  • Proficient in the use of MS Office products
  • Candidate must be proactive, enthusiastic and team oriented.
  • Ability to learn quickly and adapt to new changes and new challenges.

PREFERRED QUALIFICATIONS

• Tools & Technique – aware of commonly used tools such as Kibana, DROIT, SQL [advanced]
• Problem Solving – be able to analyze the problem independently and produce potential solutions, will limit oversight/direction.
• Communication skills – be able to drive discussion independently with stakeholders to address & resolve issues.
• Proven ability to organize and prioritize workload and drive results.

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