Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high-quality manner
Acts as Auditor-in-Charge (AIC) /Manager by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and procedures
Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledge
Manages a portfolio of Risk Assessments for lines of business covered
Exercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on audit
Oversees a team of associates and provides day-to-day mentoring and guidance and fosters an inclusive work environment
Maintains business partner relationships, primarily with line management, to develop business knowledge
Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
Skills:
Internal Audit General Methodology
Issue Management
Workpaper Review
Risk Management
Audit Planning
Analytical Thinking
Project Management
Relationship Building
Business Acumen
Coaching
Written Communications
Automation
Technical Documentation
Attention to Detail
Critical Thinking
Required Qualifications:
Minimum 5 years Audit experience
Desired Qualifications:
CIA (or equivalent certification)
Financial industry experience
General understanding of Human Resources, Legal or Chief Administrative Office responsibilities