JPMorgan Securities Company - Markets & Global Research 

China, Shanghai 

522400184

Job responsibilities

• Proactively conduct end to end process and procedure review to ensure the adherence to regulatory requirement and internal guideline
• Contribute to the identification of weaknesses, gaps, and opportunities for control enhancement and facilitate procedural documentation
• Develop and implement solutions that strengthen business operating models from control perspective
• Facilitate Issue / Action Plan management and control design
• Facilitate CCOR testing/Audit/Regulatory interaction
• Manage and liaise with the business and internal stakeholders on ongoing business-related control matters in timely manner
  • Change Management
  • Client financial adjustment
  • Complaint handling
  • Cross border
  • Data incident
  • Licensing and Registration
  • Revenue
  • Risk Event
• Facilitate the execution of various Supervisory controls, attestation and exception management on Supervisory Dashboard
• Represent the business in internal forums, committees, and boards
• Partner with the regional and global Sales BCMs on Cross LOB/regional project and implementation

Required Qualifications, Skills and Capabilities:

• A minimum of 10 years’ experience in the industry
• Knowledge of markets product
• Strong knowledge of control and risk management concepts, with the ability to design, create, and evaluate operational risk in collaboration with business partners
• Strong personality able to work with senior business management, guiding and challenging as appropriate
• Highly motivated, energetic self-starter who takes ownership
• Good organizational skills - manages & prioritizes multiple tasks across different time horizons within deadlines
• Investigative mind-set, able to see issues at both a high-level and in detail, and understand applicability across the business
• Strong analytical, problem solving & process re-engineering skills
• Excellent verbal and written communication skills
• Good judgment, maturity and poise to enable interaction/influencing of senior management
• Strong team player with excellent partnering and influencing skill
• Excellent Excel, Word, PowerPoint skills
• Previous experience in Controls or Business Management would be beneficial
• Read and write proficiency in Mandarin would be beneficial
• Mandatory to pass corresponding Securities Association of China (SAC) examination for General Professional practice qualification in securities companies