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Wells Fargo Securities Operations Representative - Trade Retirement 
India, Telangana, Hyderabad 
514255263

18.08.2024


In this role, you will:

  • Perform various operational tasks on complex securities that require general knowledge of unit functions and systems
  • Support securities operations
  • Identify ways to improve the overall process
  • Perform moderately complex duties such as processing, researching inquires and reconciling transactions
  • Review time sensitive documents
  • Receive direction from supervisor and coordinate situations involving other departments
  • Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
  • Interact with internal customers
  • Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements


Required Qualifications:

  • 2+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education


Desired Qualifications:

  • Is responsible for performing a variety of operational tasks for complex securities or cash related transactions or processes that require basic knowledge of unit functions and systems. Duties may include:
  • To be able to process all type of transactions independently.
  • Handle the queries form the onshoreteams/clients/customers.
  • To be able to escalate any discrepancies/issues to the supervisors in a timely fashion.
  • Fiduciary: Knowledge on US Securities, US Taxation and Tax Forms, Capital Markets, Cost Basis Reporting.
  • Knowledge on US Securities, Capital Markets, US taxation, Individual Retirement Account (IRA), W8 Forms, Tax Withholding, Investment Banking.
  • Cost Basic Exception: Knowledge on US Securities, Capital Markets, US Taxation, Share Class Exchange, Automated Client Account Transfer Services, Options, Closed Proceeds, Investment Banking, Corporate Actions, Cost Basis Reporting System.
  • Cost Basis Loading: Knowledge on US Securities, Capital Markets, US Taxation, Trade Life Cycle, US Tax Regulations, Corporate Actions.
  • MS Office Basics
  • Securities/wealth and investment management.
  • Basic understanding of US Securities market
  • Understanding of Trade life cycle
  • Commerce Graduate with CA/CFA/ICW/M.com /MBA preferably in Finance vertical
  • Good Communication (Read / Write / Speak).
  • Desirable to have experience of interacting with US customers.

Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.