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Responsibilities
Support the Canada MLRO in performing compliance and risk activities, including:
Develop monitoring and test coverage plans
Performing monitoring and testing activities of Front Line Unit (FLU) and control function (CF) -owned processes related to Customer Due Diligence activities, Non-Financial Regulatory Reporting, or other activities as required against Canadian AML/CFT laws, rules and regulations
Assisting with the review of relevant policies to ensure they reflect Canadian AML/CFT regulatory requirements for Financial Crimes
Conducting financial crimes risk assessments
Acting as the Canada GFC owned procedures specialist
Executing governance and management routines, including development of metrics and analytical reports
Identifying, aggregating, reporting and escalate financial crimes risks, issues and control enhancements
Assisting with preparation for, and participating in, financial crimes related regulatory exams and audits
Assisting in the development of financial crimes training
Assisting in reviewing potential suspicious activity and sanctions alerts
Escalating financial crimes concerns to the Global Financial Crimes Manager or Executive
Skills:
Strong understanding of monitoring, testing and/or quality assurance processes
Extensive knowledge of AML typologies
Ability to read and interpret regulatory guidance
Strong Written and Oral Communications
Strong analytical, organizational and decision making skills
Strong personal drive, attention to detail, must be a self-motivated and critical thinker
Ability to handle multiple projects in a dynamic environment Proficiency with MS Office programs – including strong Excel expertise.
Mature change management and transformation abilities
Ability to quickly learn proprietary technology applications
Excellent research abilities, including exposure to research tools (e.g. LexisNexis, CLEAR)
Sound judgment
Qualifications
At least 5 years relevant experience in AML and Sanctions, advisory background or Financial Crimes Compliance related to Canada, gained from working in the financial industry
Business Stakeholder Management: experience in risk management and client advisory
Compliance and Operational Risk: experience identifying, mitigating and escalating matters of AML concerns to FLUs and senior management
Possess decision- making skills related to Financial Crimes Compliance Risk Management- and be able to stand up to the FLUs and take decisions
Degree Required: Bachelor’s Degree or Equivalent
Preferred candidates with understanding of global banking and markets business lines
Preferred candidates with subject matter expertise in financial crimes risks related to Canada
Ability to handle multiple compliance projects in a dynamic environment and regional team setting
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