EY RC - MENA FS Risk Conduct review specialist Manager 

India, Kerala, Thiruvananthapuram 

503584501

Key Responsibilities

• Craft and update Market Conduct risk management policies and procedures for clients, ensuring the effective governance of Market Conduct risks.
• Ensure that regulated entities comply with all applicable market conduct regulations and consumer protection laws.
• Review and analyse new regulations to determine their impact on business operations.
• Identify key market conduct and consumer protection risks across various jurisdictions for a range of clients
• Conduct or participate in examinations of insurance companies, banks, or other financial institutions to assess compliance with market conduct standards.
• Investigate consumer complaints to identify potential violations of market conduct rules.
• Work with other departments to resolve consumer complaints and issues in a timely and fair manner.
• Prepare reports detailing findings from examinations and audits.
• Develop key risk indicators for consumer compliance and continuously monitor metrics associated with principal market conduct risks
• Analyse and report on client risk frameworks to enhance market conduct and compliance management
• Stay updated with industry and regulatory developments, especially concerning consumer protection enforcement actions and new regulations, to provide informed advisory services to clients.

Required skills and experience:

• MBA/PGDM/Legal qualification with a focus on Finance
• 6+ years of experience in Compliance/Legal roles within the financial services industry
• Proficient in interpreting banking CBUAE regulations, understanding their impact on consumer business processes, and identifying consumer compliance and market conduct risks.
• Strong relationship management skills, capable of fostering trust and collaboration with clients.
• Extensive knowledge of banking products and services, with the ability to advise clients on best practices.

EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets.