As awithin the Prime Financial Services team, you will be the “Go To” person managing end to end processes, abstaining to Key Performance Indicators, Metrics & owning reconciliation within the accounts in our remit.
Job Responsibilities
- Ensure timely Processing & settlement of trades, investigate & resolve trade-related breaks in accordance with the established work practices and procedures.
- Working with various internal teams such as Middle office, pre-matching, settlements, cash processing, account opening and asset servicing to process transactions and resolve any exceptions on a timely manner.
- Perform root cause analysis for respective clients to increase Straight Through Processing (STP) and reduce client inquiries.
- Establish and maintain relationships with operations & middle office contacts.
- Partner with client service teams & Tech to streamline processes and look for automation opportunities where available.
- Ensure all day to day queries dealt with within required Service Level Agreements and escalate issues to management.
Required qualifications, Capabilities, and Skills
- Knowledge of financial markets, trade lifecycle and settlement practices
- Excellent verbal and written communication skills and adept at communicating with all levels of the business and technical parts of the organization
- Operate effectively in a dynamic environment with tight deadlines
- Root cause analysis and problem solving skills
- FINRA Series 99 Operations Professional licensed or to be obtained during the first 120 days within the role.
Preferred Qualifications, Capabilities, and Skills
- Experience within Prime Brokerage / Securities Settlements
- Exposure to business intelligence tools (I.E. Tableau, Alteryx, UiPath, OwlDQ); comfortable working with data
- Bachelor's Degree or equivalent experience