Wells Fargo Senior Institutional Investment Operations Representative 

India, Karnataka, Bengaluru 

498398992

In this role, you will:

• Perform a variety of operational tasks for complex institutional trades or process extensive knowledge of systems
• Provide ideas for improving or implementing processes
• Perform moderately complex duties such as processing, researching inquires, and reconciling transactions
• Review time sensitive documents
• Provide training or work direction to less experienced staff
• Support audit requirements within the process
• Address compliance and corporate governance issues for the department
• Lead or participate in projects
• Collaborate and consult with peers, colleagues, and managers to resolve issues and achieve goals
• Interact with internal and external customers as per prescribed process or procedure
• Identify and drive process re-engineering or transformation opportunities within the process
• Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements

Required Qualifications:

• 4+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• Analytical Skills : Perform complex data analysis to identify trends, risks, and opportunities related to prime margin.
• FINRA Margin Eligibility : Demonstrate a strong understanding of FINRA's margin eligibility requirements and ensure compliance.
• Margin Calculations : Understand and apply margin calculation methodologies for various financial products, including: Equities, Fixed Income, Options, Municipal Bonds and corporate bonds.
• Risk Management : Identify and mitigate potential risks related to prime margin, ensuring compliance with regulatory requirements.
• Data Management : Develop and maintain databases, spreadsheets, and reports to track and analyze prime margin data.
• Collaboration : Work closely with cross-functional teams, including trading, risk management, and operations.
• Communication : Effectively communicate complex analytical findings and recommendations to stakeholders.
• Process Improvement : Continuously evaluate and improve prime margin processes, procedures, and systems.
• Regulatory Compliance : Ensure adherence to relevant regulatory requirements, including FINRA, SEC, and other applicable regulations.
• Audit Support and Control Effectiveness : Work on audit requests, provide necessary documentation, and ensure control effectiveness to satisfy internal and external audit requirements.
• Regression Testing : Perform thorough regression testing to ensure that any changes to the application, including new feature implementations, bug fixes, or configuration changes, are thoroughly validated and checked to prevent unintended consequences or errors.

29 Apr 2025

Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.