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Citi Group AVP Markets Surveillance Officer Hybrid 
United States, New Jersey, Jersey City 
488682302

09.08.2024

Responsibilities:

  • Reviewing data and analysis of surveillance and trading activity while also developing, maintaining and performing surveillance reviews.

  • Identifying potential risks for the Firm and escalating the matter to a designated manager and to the legal representative and the respective product coverage areas as appropriate.

  • Generating reports, performing data analysis, and providing troubleshooting support on multiple projects. Supporting aspects of planning and executing projects to assist the Firm in complying with regulatory and legal requirements.

  • Participating in ad-hoc requests, special projects and regulatory exams directed by other organizations within the compliance or legal departments.

  • Other responsibilities include: overseeing the monitoring to adherence to ICRM’s Risk Policies and relevant procedures; preparing, editing and maintaining ICRM program related materials; Interacting and working with other areas within Citi, as necessary; and Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas.

  • Additional duties as assigned.

Qualifications:

  • Knowledge of Compliance laws, rules, regulations, risks and typologies

  • A general understanding of securities trading and corresponding regulations with proven ability to prioritize and manage multiple projects

  • Excellent research and analytical skills

  • Excellent written and verbal communication skills

  • Must be a self-starter, flexible, innovative and adaptive

  • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization

  • Excellent project management and organizational skills and capability to handle multiple projects at one time

  • Proficient in MS Office applications (Excel, Word, PowerPoint)

  • Knowledge in area of focus

  • Work collaboratively with regional and global partners in other functional units; ability to navigate a complex organization

  • Adaptable to change and willing to work in a fast paced environment with a positive attitude

Education:

  • Bachelor’s degree; 2-5 years experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus

  • Advanced degree (e.g. JD, MBA) a plus

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Compliance and Control

Full timeJersey City New Jersey United States$109,120.00 - $163,680.00



Anticipated Posting Close Date:

Oct 27, 2024

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