Capital One Director CTR Risk Management & Governance 

United States, Virginia, Arlington 

485889490

Director, CTR Risk Management & Governance

The Anti-Money Laundering (AML) Group is a core risk function within Capital One’s Corporate Compliance Department. This Group serves as a second line of defense. In this role, you will act in a Risk Steward capacity with a focus on enterprise Currency Transaction Reporting (CTR) to lead and/or manage many of the substantive compliance issues that arise in Corporate Compliance or in the 1st Line Business Areas. Among other things, you will:

• Consult with AML Compliance leaders and 1st Line Business Areas to articulate CTR program strategy, CTR regulations, risks and regulations.

• Maintain knowledge of financial industry laws and regulations and provide regulatory expertise in consulting with a diverse group of business leaders.

• Provide leadership to CTR Program associates as they perform compliance duties and/or provide CTR requirement compliance advice to Business Areas.

Responsibilities:

• Compliance Advising: Ensure proper oversight of CTR-related risks and controls, including control design and documentation; conduct CTR trend and thematic analysis of incidents; evaluate 1st Line Business Area initiatives and processes from a compliance perspective, including new products, operating systems, and changes that may impact adherence with CTR filing requirements .

• Influence and guide business leaders in the execution of their decision and ensure that business stakeholders understand potential CTR-related risks.

• Leads and participates in developing enterprise CTR Program strategic plans and policies that exceed the expectations of auditors and examiners.

• Influence CTR platform initiative and enhancement prioritization process in partnership with product team and lead CTR change governance and evaluation process

Additional Experience:

• Experience in a financial crime compliance role or line of business advisory role, preferably within financial services with a sound knowledge of fraud and scam typologies.

• Experience in leading enterprise AML risk or strategy, risk assessments, influencing executive leaders, and resolving highly complex business problems through critical thinking.

• Experience providing leadership and guidance to staff, fostering an environment that encourages associate participation, teamwork, and communication.

• Ability to manage projects and conflicting deadlines.

• Excellent written and verbal communication skills with a customer focus mind-set.

Basic Qualifications:

• Bachelor's Degree or military experience

• At least 5 years of experience in compliance management

• At least 10 years of experience in Banking or Financial Services

Preferred Qualifications:

• Juris Doctorate or Master's degree in Accounting, Finance, or Business Administration

• Certified Anti-Money Laundering Specialist (CAMS), Certified Risk Professional, or Certified Regulatory Compliance Manager (CRCM) certification, or its equivalent

• At least 10 years of experience in compliance management

• At least 15 years of experience in Banking or Financial Services

• At least 5 years of Currency Transaction Reporting Program experience

• At least 2 years of experience in project or process management

McLean, VA: $200,100 - $228,400 for Director, AML Investigations Melville, NY: $218,300 - $249,100 for Director, AML Investigations Plano, TX: $181,800 - $207,500 for Director, AML Investigations Richmond, VA: $181,800 - $207,500 for Director, AML InvestigationsThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.