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Bank Of America Fiduciary Initiatives Executive Lawyer 
United States, New Jersey, Jersey City 
484039442

25.06.2024

Key Responsibilities:

  • Providing bespoke strategic input to Fiduciary business projects, initiatives and strategic developments
  • Develop disclosure and client approved materials relating to IAP and the other investment advisory programs we help to manage
  • Responding to regulatory changes and initiatives
  • Providing support to developinvestment solutions that drive growth, while still managing risk.
  • Supporting and assisting other FPP LOB with other strategic initiatives from idea creation through execution & implementation
  • Managing product collateral such as enrollment documents, contract, disclosure documents, and procedure manuals
  • Addressing ad hoc requests and issues relating to Legal, Compliance, Risk & Audit inquiries and partnering with Operations and Technology to address ad hoc issues from advisors and clients.

Desired Skills:

  • JD degree
  • Series 7 and 66 (must be obtained within 120 days)
  • At least 10+ years of financial services experiences
  • At least 4+ years of legal experience covering the financial services industry, ideally with coverage of Investment Adviser’s Act issues and regulation, disclosure requirements and analysis of legal and compliance issues
  • Comfortable and capable of working with multiple business groups and with legal, compliance and risk partners
  • Ability to present information and findings to senior executives, front-office teams and leadership, and LOB partners and communicating with them at their level of analytical/technical understanding
  • Plain-English writing ability or willingness to adapt to that communication approach
1st shift (United States of America)