Bank Of America Audit Supervisor - Global Markets FICC 

United States, New York, New York 

4662997

Responsibilities:

• Responsible for executing multiple areas of test work during audit activities.

• Use analytical skills and/or technical expertise to execute assigned audit testing responsibilities and identify opportunities to automate testing or create continuous monitoring.

• Independently execute audit test work on assigned audits in a timely manner and with high quality.

• Identify control deficiencies, discusses with line management and initiates control matter recommendations in assigned test areas.

• Demonstrate project management skills

• Raise issues and concerns and make recommendations for severity ratings.

• Assess issues for impact to business processes, controls and strategies; recommends severity ratings and escalation of broad themes or trends, engages in discussions about risk and demonstrates business knowledge.

• Establish business partner relationships; primary engagement is with line management.

• Exercise critical thinking and judgment to effectively influence management to improve the control environment.

• Strive to improve processes and challenge the status quo to improve existing operating environment.

Required Qualifications:

• Minimum 3+ years of Audit, Risk, Business Control, Compliance, Finance, or other relevant experience

• Familiarity with Global Markets – FICC lines of business, including trading and hedging strategies, supervisory procedures, P&L attribution, risk management, operational processes and regulatory landscape.

• Ability to plan, execute and evaluate audit test plans within a risk based audit methodology.

• Sound organizational, analytical, oral, and written communication skills.

• Ability to successfully communicate to influence management and lead change in both strategic and tactical initiatives.

• Self-starter, desire to learn able to teach others, positive attitude, exhibits flexibility and intellectual curiosity.

• Strong analytical skills. Ability to analyze large amounts of data and turn it into usable information.

• Ability to work in a very detailed manner as well as to look broadly across a population and develop connections and themes identifying risk and concerns.

• Ability to juggle multiple work efforts and to quickly change direction, as needed.

• Proficiency in Microsoft Office Products

• Ability to converse with management on all levels.

• Excellent written and oral communication skills, ability to converse with management on all levels.

• Bachelor’s degree or relevant experience

Desired Qualifications:

• Familiarity with Global Markets – FICC lines of business, including trading and hedging strategies, supervisory procedures, P&L attribution, risk management, operational processes and regulatory landscape.

• Audit or risk control risk/controls background in financial services

• Intermediate Analytical / Automation Skills (SQL, SAS, Advanced Excel and Access)

• Advanced degree

• CPA professional designation.

• Strong presentation skills

Skills:

• Analytical Thinking
• Audit Planning
• Internal Audit Review
• Issue Management
• Risk Management
• Attention to Detail
• Automation
• Business Acumen
• Project Management
• Technical Documentation
• Coaching
• Critical Thinking
• Relationship Building
• Written Communications

1st shift (United States of America)