Responsible for Asset Servicing Operations - Income and Corporate Actions
Successful onboarding of new clients onto the strategic stack applications
Understand the regulatory requirements working with Risk & Control / Compliance / Industry (ISDA/Equities industry groups/DTCC etc.) and internal stakeholders
Establish the end-to-end control processes
Review and improve the end-to-end control process around the Asset Servicing agenda within IMOS
Establish a strategic attestation process on the day to day in the business
Develop process and system enhancement recommendations
Work with business and Technology group to prioritize the requirements by presenting the business case
Perform cost benefit analysis to propose optimum future process to the business
Successfully deliver controlled environment of Asset Servicing
Ensure all controls and checks are completed by the end of day
This role requires a wide variety of strengths and capabilities, including:
Strong understanding of IB products, including but not limited to Income and Corporate Actions, Trades, Reconciliations
Strong understanding of market regulations and nuances
Excellent business analysis skills to drill down the complex asset servicing events for multiple jurisdictions
Excellent problem solving skills in order to identify, understand, and address operational and technical issues
Strong communication skills, both written and verbal, including the ability to develop relationships across the various stakeholders including Senior Business executives
Self-motivated and ability to deliver with minimal supervision
Understanding of the end-to-end transaction cycle for various products
Ability to work in a high pressure environment with time-critical deliveries
Control mindset to identify process control gaps, prioritize, and mitigate operational risk
Effective stakeholder management
Experience with investment banking environment is a must, preferably in Middle Office / Trade Support
Bachelor’s degree, Finance / Economics or other related disciplines is preferred