As a Compliance Analyst within the Compliance Reporting Services team, you will ensure investment rules align with client requirements and regulatory standards. You will act as a control point, interpreting regulatory changes and providing solutions to optimize compliance processes. Your role will involve maintaining fund rules and tailoring solutions to meet client needs.
Job Responsibilities:
- Review rules setup by analysts
- Ensure regulatory compliance
- Interpret regulatory changes
- Act as a change agent
- Appreciate client nuances
- Maintain fund rules
- Scope client requirements
- Investigate guideline breaches
- Improve work quality
- Provide solutions for false exceptions
- Standardize reporting
Required Qualifications, Capabilities, and Skills:
- Demonstrate 3+ years in financial services
- Understand security types and accounting
- Exhibit stock market awareness
- Apply logical problem-solving skills
- Analyze fund processes
- Communicate effectively in teams
- Support department projects
Preferred Qualifications, Capabilities, and Skills:
- Graduate/Post Graduate degree
- Detail-oriented approach
- Work in deadline-driven environments
- Focus on client needs
- Use initiative and question readily
- Exhibit strong analytical skills
- Control-oriented mindset