Wells Fargo Senior Auditor - Market Counterparty Risk Management 

United States, North Carolina, Charlotte 

445335503

In this role, you will:

• Perform audit testing components of assigned audits within multiple segments of the Audit Plan
• Plan and execute independent audit testing and ensure that they are timely and accurate
• Identify and assess key risks and controls
• Execute and document work in accordance with Wells Fargo Audit Services policy
• Identify and develop compensating controls that mitigate audit findings and make recommendations to management
• Inform manager of situational issues that might compromise objectivity or independence
• Design and execute tests to verify control effectiveness
• Document work papers according to the standards of the Internal Audit policy and guidance
• Demonstrate professional skepticism while performing major components of audits
• Lead smaller scale audits or projects
• Develop ways to improve existing audit practices
• Develop effective test plans for engagements as assigned with limited guidance
• Participate in projects as directed
• Develop business partnerships within Internal Audit and with teams companywide through professional communication and clear audit deliverables

Required Qualifications:

• 4+ years of Audit, Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• Professional experience with exposure to trading related activities. This could be achieved through roles including, but not necessarily limited to, working directly on trading desk or within the middle office, back office, market risk oversight or risk reporting
• Solid knowledge and understanding of audit or risk methodologies and supporting tools
• Experience at a financial institution or accounting firm
• A BS/BA degree or higher
• Strong understanding of financial regulatory environment
• Certification in one or more of the following: CPA, CFA, FRM, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation
• Excellent verbal, written, and interpersonal communication skills

Job Expectations:

• Hybrid work schedule
• This position is not eligible for Visa sponsorship

Pay Range

Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.