Capital One Sr Associate Accounting 

United States, Virginia, Arlington 

41415082

Key Responsibilities:

• Record journal entries and assists with monthly reconciliations and variance review.

• Perform month-end close and financial reporting processes timely and accurately.

• Performs accounts payable oversight including assistance with contract management and coordination with Enterprise Supplier Management teams

• Review month end trial balances and affiliate balances to ensure reporting accuracy

• Performs daily trade review and trade reporting.

• Manages ad hoc requests

• Assists with preparing monthly FINRA FOCUS and quarterly Supplemental Statement of Income (SSOI) reports

• Prepares and assists with response to audit requests from various regulatory bodies including internal / external auditors, SEC, FINRA, and State of Louisiana

• Prepares additional regulatory reporting as requested

• Completes ad hoc financial reporting to internal stakeholders

• Prepares monthly revenue reporting and analysis across verticals for institutional brokerage transactions

• Actively engage in and drive results for internal projects and initiatives.

• Assists in coordination of resources and implementation of financial reporting for new equity research sectors and products

• Assists in implementing infrastructure for new products from a financial reporting and operational perspective

• Other duties as assigned

• Ability to obtain Series 99 license within one year of joining the team

Basic Qualifications

• Bachelor's degree in Accounting or Finance or military experience

• At least two years of accounting or securities industry experience or a combination

Preferred Qualifications

• Financial Industry Regulatory Authority Series 7, 10, 27, 24, 99 or a combination

• Masters degree in Accounting or Finance

• 3+ years of accounting or securities industry experience or a combination