Expoint - all jobs in one place

The point where experts and best companies meet

Limitless High-tech career opportunities - Expoint

Citi Group Regulatory Reporting Sr Analyst AVP - HYBRID 
United States, New York 
371614502

30.08.2024

Key Responsibilities:

  • The role focuses on but is not limited to SEC Rule 613 Consolidated Audit Trail (CAT), Large Option Position Reporting, Blue Sheet Reporting, and CFTC Part 20 Swaps Large Trader Reporting where recent regulatory scrutiny hasrevealeda need to enhance the firm’s processes and technologies
  • Help develop the firm’s CATsupportoperating model
  • Review exception reports for the different Regulatory reports managed by the team
  • Prepare andanalyzeregulatory reports pursuant to SEC, FINRA, and CFTC rules & regulations.
  • Perform gapanalysesof existing reports and propose appropriate solutions
  • Develop supervisory oversight controls for regulatory reporting
  • Identify opportunities to implement systematic processes aimed at reducing the firm’s exposure to regulatory risk
  • Support the firm’s migration to enhanced reporting platforms as a member of User Acceptance Testing (UAT) groups

Skills:

  • Ideal soft skills: critical thinking, problem-solving, teamwork, & adaptability
  • Organizational skills: prioritization, multi-tasking, attention to detail, project management
  • Leadership skills: acts as an owner and acts with urgency
  • Work-ethic: Self-motivated and able to meet goals without micromanagement
  • Excellent written and oral communication skills and ability to facilitate discussions (including with senior management)
  • MS office (Excel, Access, Visio, Word, and Power Point) is a plus.

Knowledge/Experience/Qualifications:

  • Bachelor’s degree or equivalent work experience
  • Experience dealing with annual audits and inquiries by the firm’s regulators (e.g., SEC, FINRA) is a plus.
  • Experience in trade/transaction reporting (e.g., Blue Sheets, Large Option Position Reporting, Large Swap Trader Reporting) is a plus
  • Experience in Commodity Swaps, Option, and Equity products is a plus
Compliance and Control

Full timeGetzville New York United States$70,080.00 - $105,120.00



Anticipated Posting Close Date:

Aug 22, 2024

View the " " poster. View the .

View the .

View the