Citi Group CGMI Governance Lead - SVP Hybrid 

United States, Florida, Tampa 

368722730

Our roles entail ensuring we operate in a robust control environment, whilst in a fast-paced workplace. We comply with global regulations and internal policies and adopt a proactive approach to identifying opportunities to reduce risk through the continuous evaluation of our controls; to protect our clients, the firm, and our reputation.

We work closely with our external global peers, partners, and regulators, and play an integral part in leading an agenda at the forefront to optimize and streamline processes and drive strategy across our industry.

This is a senior contributor role within Markets Controls Organization, focused on Markets Operations. The role will directly support the Principal Operations Officer of CGMI and will provide support for CSSI and CTI.

The team’s remit includes:

• Policy Governance and oversight, including Target Operating Model and Framework for Procedures repository.
• New Activities approval facilitation and oversight
• High-Risk Manual Processes Remediation Governance
• Permitted Product List Governance
• Delegated Trade Booking Administration and Governance
• Fraud Risk and Conflicts of Interest Governance
• On-Going Supervisory facilitation, administration, and Reporting for Senior Forums and Regulators

Organizational Oversight:

• Developing and administering effective governance frameworks that fully meets Audit, Compliance and Regulatory requirements;
• Delivery of periodic presentations to Senior Forums as required
• Identify opportunities to streamline and re-align processes to ensure an optimal structure for best-in-class risk management and governance delivery
• Participate in senior regulatory governance forums as required
• Help drive comprehensive KPIs/Metrics for senior executive consumption
• Analyse metrics for trends and lessons learned
• Partner with stakeholders across the business to understand and update governance, frameworks, controls, challenges and potential solutions and present opportunities to senior Management

Transformation to Target State:

• Drive standardization of processes, governance and frameworks across regions and suggest opportunities for harmonisation across legal entities
• Implement plans and execute vs milestones ensuring we meet deadlines and regulatory commitments
• Ensure our infrastructure and tools meet the needs to manage risk.

• Partner with Business, 1st and 2nd lines of defence to review governance frameworks and conduct a gap analysis relative to current state
• Partner with other business aligned Operations areas, for example, Wealth Operations to ensure appropriate coverage of all of Operations as it pertains to CGMI.
• Liaise with the SMEs to agree on required remediation and monitor completion of actions
• Perform a read across to ensure enhancements are implemented across all applicable teams/regions

The role provides a range of opportunities to impact and influence the overall target state design and implementation of our strategic priorities including:

• Implementing best practices and global consistency, simplifying & standardising processes, controls and flows
• Opportunity to learn and acquire expertise across a range of products and asset classes
• Empowerment to make decisions and drive a strategy

Anticipated Posting Close Date: