Citi Group Cross-disciplinary Controls Lead Analyst - C13 SAN ANTONIO 

United States, Texas 

361480723

Qualifications

• Relevant 6-10 years of supervisory experience in the financial industry; compliance or other risk management experience helpful
• Knowledge of Bank and broker-dealer business, regulatory requirements and related policy.
• Ability to work independently, execute on agreed upon timelines and work under pressure
• Ability integrating and balancing diverse priorities
• Strong networking, influencing and negotiating skills
• Excellent written and verbal communication skills
• Strong organizational and time management skills
• Proactive and Resourceful
• Excellent communication skills (oral and written) in English. Bilingual language skills a plus
• Excellent interpersonal and diplomacy skills
• Ability to see the big picture with high attention to critical details
• Proficiency in MS Office (Word, Excel, PowerPoint, Outlook), Pershing NetX360, Salesforce and other related business applications preferred
• Required Securities Licensure(depending on role select from the following):
  • Series 7 license; and
  • Series 63 and Series 65 or Series 66; and
  • Series 8 or Series 9 and Series 10 or Series 24

Education:Bachelor’s/University degree or equivalent experience; Masters degree a plus

Responsibilities:

• Ensure timely and appropriate escalation of issues and maintain relevant metrics for reporting purposes
• Build partnerships with supported Line of Business operations, Registered Reps, Sales Managers and Supervisory partners.
• Execute on projects and initiatives within agreed timeframes
• Interface, consult and advise Senior Management including, but not limited to, Compliance, AML, Sales Management.
• Assist on ad-hoc projects as assigned by Management.
• Prepare for and assist in internal and external (regulatory) audits, examinations and other compliance testing initiatives
• Maintenance and retention of all relevant files within the functional requirements of the role
• Assist the Business in key policy adherence and monitoring
• Ensure adherence to the Citi Operational Risk Policy in regard to operational loss approvals and reporting.
• Escalate potential errors promptly in accordance with the Citi Escalation Policy.
• Ensure that the Business has a sound control environment including adherence to relevant policies where appropriate.
• Keep Senior Management aware of the risk and control environment of the Business through continuous and open communication with Senior Management to present and follow-up on issues, concerns and corrective action plans.
• Willing to partake in team lead responsibilities and mentorship of junior supervisory staff.

San Antonio Texas United States

Anticipated Posting Close Date: