Capital One Audit Manager Compliance Hybrid 

United States, North Carolina, Charlotte 

349377209

Audit Manager: Compliance (Hybrid)

Responsibilities include:

• Plan, perform, and lead large/complex audits at the enterprise level as well as other diverse lines of business and specialty areas.

• Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes.

• Provide significant input into the development of the annual audit plan.

• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.

• Establish and build working relationships with internal and external management.

• Communicate the results of audit projects to management (written reports/oral presentations).

• Manage audit work and project resources during audit engagements, providing feedback on work performed to audit team members, as appropriate.

Here's what we're looking for in an ideal teammate:

• You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions and test assumptions.

• You seek to deepen relationships and shared objectives with your business partners to deliver an elevated value proposition and outstanding business results.

• You’re a firm believer that data will only make you a better Auditor. This part will require looking at some data, so you’ll want to ensure that analytics doesn’t scare you off.

• You're a teacher. You have a passion for coaching and investing in the development of your team.

• Lastly, you create energy and an environment that makes it easy to attract, hire, and retain top talent.

Travel Expectations:

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 5 years of experience in auditing, at least 5 years in compliance, at least 5 years in risk management, or a combination

• At least 3 years of experience leading audits and performing in the role of auditor-in-charge

Preferred Qualifications:

• Master’s Degree in Accounting, Master’s Degree in Finance, Master’s Degree in Economics, or Master of Business Administration

• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant certification

• 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management.

• 6+ years of experience in banking or the financial services industry

• 1+ years of experience with data analytics tools in support of internal audit

• 1+ years of experience with privacy compliance in the financial services industry

This role is hybrid meaning associates will spend 3 days per week in-person at one of our offices listed on this job posting. Fridays are enterprise- wide virtual work days. Monday, Tuesday, Wednesday and Thursday are in-person days for associates to spend time together working in our beautifully-designed team areas.

Charlotte, NC: $132,800 - $151,600 for Audit Manager Chicago, IL: $132,800 - $151,600 for Audit Manager McLean, VA: $146,100 - $166,700 for Audit Manager New York, NY: $159,400 - $181,900 for Audit Manager Plano, TX: $132,800 - $151,600 for Audit Manager Richmond, VA: $132,800 - $151,600 for Audit Manager Riverwoods, IL: $132,800 - $151,600 for Audit ManagerThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.