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Responsibilities:
Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM.
Translating ICRM strategy and goals across Citi’s clients, products and geographies in a succinct and clear manner; provide direction and guidance on the programs. Serves as a subject matter expert on Citi’s Compliance programs.
Providing oversight and guidance over the assessment of complex issues, structuring potential solutions and driving effective resolution with other stakeholders.
Identifying and assessing Citi’s key compliance risks. Ensuring compliance risks within Citi are effectively identified, measured, monitored, and controlled, consistent with the bank’s risk appetite statement and all policies and processes established within the risk governance framework.
Monitoring adherence to Citi’s Compliance Risk Policies and measuring compliance risk through a robust control framework and ensuring that reviews are conducted consistently across each entity on a regular basis to confirm that controls identified are operating effectively.
Performing complex analyses of comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related issues.
Partnering, collaborating and working with other areas within Citi, as necessary.
Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas.
Additional duties as assigned.
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
The role requires knowledge of the following compliance processes:
Regulatory Change Management
Compliance Risk Appetite
Compliance Risk Metrics
Compliance Escalations and Emerging Risks
Monitoring and Testing
Risk and Controls Assessment / RCSAs and MCA
Policy Governance
Risk and Compliance training
Compliance Risk Assessment
Metrics Strategy
Compliance Risk Issue Management
Annual Compliance Plan
Governance, Risk and Compliance (GRC)
Experience in using various compliance related systems and platforms, and have the ability to synthetize information and identify compliance risk.
Qualifications:
Expertise of Compliance laws, rules, regulations, risks and typologies;
Excellent written, verbal and analytical skills
Must be a self-starter, flexible, innovative and adaptive;
Highly motivated, strong attention to detail, team oriented, organized
Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
Ability to work collaboratively with regional and global partners in other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level
Experience in managing regulatory exams and relationships with examiners, auditors etc.
Awareness of regulatory requirements including local and US laws, international and industry standards
Advanced knowledge in area of focus
Experience dealing with regulators and Internal Audit teams.
Experience working horizontally across multiple lines of business.
Education:
Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; Advanced degree preferred.
Certifications and other regulatory related certifications like CAMS, CRCM, CFE, CIA are a plus.
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
Compliance and ControlFull timeNew York New York United States$163,600.00 - $245,400.00
Anticipated Posting Close Date:
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