JPMorgan JP Morgan Wealth Management - Vice President 

United States, Ohio, Columbus 

336791557

As a Vice President Supervisory Management Oversight and Training Program Manager in J.P. Morgan Wealth Management, you will identify opportunities for improvement at both the process and individual producer level by using a strong understanding of the Wealth Management business. In the hybrid Supervision Manager Oversight and Training Program / Project Manager you will conduct reviews and provide feedback to managers that will be utilized to coach Supervisors. You will gather information and examples to build and deliver training to both Supervisors as well as other related groups on Supervision topics.

Job responsibilities

• Assist Supervision Management in identifying and escalating potential areas of risk across all three lines of business
• Identify opportunities to simplify and improve the quality and efficiency of Supervisory Reviews
• Review new and existing controls and think critically about the execution of the related supervisory activities to then provide insight into how they are best implemented and executed
• Work collaboratively with various wealth management teams to understand various processes and create materials that can be utilized to educate new hire and existing colleagues
• Develop a basic understanding of a large variety of processes to present the basics of the reviews and overcome objects and concerns
• Obtain, document, and escalate concerns raised in trainings that can’t be addressed

Required qualifications, capabilities, and skills

• A valid and active FINRA Series 7 and 9/10 (or equivalent) is required
• A valid and active FINRA Series 66 (or equivalent) and Life Insurance License is required and must be obtained or retained within a 90 day condition of employment
• Strong knowledge of retail investment products including advisory accounts, mutual funds, annuities, equities and fixed income or Strong presentation creation and delivery skills
• Working knowledge of investment industry regulations and regulatory bodies (FINRA, SEC, OCC)
• Strong analytical and problem solving skills
• Strong written and verbal skills to effectively communicate with Supervision colleagues and other business partners
• Ability to build and maintain relationships across the wider firm
• Ability to be detail-oriented and work independently
• Proven ability to work in a dynamic team environment
• Strong and efficient skills using MS Excel and PowerPoint

Preferred qualifications, capabilities, and skills

• Bachelor Degree preferred, preferably in Finance, Accounting, Mathematics or Business
• Advanced knowledge of securities industry rules, regulations and guidelines and significant and equivalent experience in a directly related securities industry position may substitute for a bachelor’s degree