Bank Of America Audit Supervisor – Global Markets 

United Kingdom, England, London 

325401784

Required Skills

This role is for the Global Markets coverage area and we expect that candidates have either audited a Sales and Trading function or acquired experience in a first or have experience from a second line function associated with Sales and Trading (i.e.: sales, trading, market risk management, product control or GM specific compliance) and have skills that could be transferrable to auditing (project management, external audit experience, risk and control focus role) if they have no prior audit experience.

Within the GM area this role is to fill a gap relating to our coverage of GM supervision and trade surveillance. As such we’d want candidates who are familiar with the concept of market conduct risk and with the types of market abuse that are associated with delinquent sales and trading behaviour. Experience of remediation or auditing one of the many FX Consent Orders that financial services firms have had to manage would be an advantage.

• Strong experience in Audit, Risk, Business Control, Compliance, Finance, or other relevant experience
• Ability to plan, execute and evaluate audit test plans within a risk-based audit methodology.
• Ability to successfully communicate to influence management and lead change in both strategic and tactical initiatives.
• Self-starter, desire to learn able to teach others, positive attitude, exhibits flexibility and intellectual curiosity.
• Strong analytical skills. Ability to analyze large amounts of data and turn it into usable information.
• Ability to work in a very detailed manner as well as to look broadly across a population and develop connections and themes identifying risk and concerns.
• Ability to juggle multiple work efforts and to quickly change direction, as needed.
• Excellent written and oral communication skills, ability to converse with management on all levels.
• Bachelor’s degree or relevant experience
• Has knowledge of financial instruments and financial risk management principles, including exposure to Global Markets products

UK

• Private healthcare for you and your family plus an annual health screen to help you manage your physical wellness with the option to purchase a screen for your partner
• Competitive pension plan, life assurance and group income protection cover if you become unable to work as a result of a disability or health reasons
• 20 days of back-up childcare including access to school holiday clubs and 20 days of back-up adult care per annum
• The ability to change your core benefits as well as the option of selecting a variety of flexible benefits to suit your personal circumstances including access to a wellbeing account, travel insurance, critical illness etc.
• Access to an emotional wellbeing helpline, mental health first aiders and virtual GP services.
• Access to an Employee Assistance Program for confidential support and help for everyday matters
• Ability to donate to charities of your choice directly through payroll and the bank will match your contribution
• Opportunity to access our Arts & Culture corporate membership program and receive discounted entry to some of the UK’s most iconic cultural institutions and exhibitions.
• Opportunity to give back to your community, develop new skills and work with new groups of people by volunteering in your local community.

We strive to ensure that our recruitment processes are accessible for all candidates and encourage any candidates to tell us about any adjustment requirements.