You will be empowered and supported to own the operational regulatory reporting obligations for the firm
Day to day management of exception processing and supervision of daily regulatory obligations
Design and develop metrics and dashboards for senior management review of reported data
Actively pursue improvements to processes focusing on Controls, STP & KPIs
Identify process, system and interface impacts, operating model changes resulting from regulatory initiatives working in partnership with key stakeholders e.g. business, technology, compliance, risk and finance as required
Proactively communicates identified gaps/priorities to key stakeholders
Effectively translates business requirements into value-added, comprehensive solutions and test plans using appropriate processes, procedures, and technology
Development of relevant test scenarios to ensure that testing results correspond to the documented requirements
Development of solutions for automated testing using digital automation tools
Create and publish standard operating procedures
Involvement in industry events to keep aware of changes to the reporting obligations
Required qualification, skills and capabilities:
Product knowledge in Derivatives/Fixed Income and Equities spaces
Exposure to Regulations like ESMA, CFTC, MIFID II Trade Reporting for listed derivatives
Working experience with F&O and OTC Derivatives products
Embraces the use of data and analytics tools to deliver regulatory reporting solutions
Proficient in MS Excel and desktop skills
Enthusiasm for digital automation tools such Alteryx. We identify this as an area that we can make significant gains and will consider candidates with a knowledge or a desire to learn about this space