As a Trade Lifecycle Associate I within Broker Dealer Market Operations, you will have the opportunity to support the Markets Broker-Dealer Servicing Business, handling Payments, Reconciliation, Controls and Regulatory reporting (FED, FINRA, SEC). The role requires a frequent exposure to senior leaders through reporting and securing approval. You will act as a critical intermediary between internal and external stakeholders to ensure timely and accurate regulatory reporting.
Job responsibilities:
- Analyze complex and ambiguous issues to recommend creative solutions
- Work in a fast paced deadline driven environment with an emphasis on risk mitigation and efficiency
- Synthesize information to formulate a concise message for Management
- Foster a collaborative, positive work environment with stakeholders and peers
- Display high level of proficiency using Microsoft Office products’ (PowerPoint, Word, Excel) required
- Lead and Project Managed process innovation and reduction of Manual Touchpoints and Bespoke processes
- Partner with fellow Associates to ensure completeness of process reconciliation, control and resiliency plans
- Manage tight, regulatory driven deadlines, coordinate the large-scale remittance of various report types to multiple stakeholders.
- Utilize proprietary and industry data management tools to identify automation and process improvement opportunities
Required qualifications, capabilities and skills:
- With Least 5 years’ experience Payments , Trade Settlements, Books and Records Reconciliation and Regulatory Reporting
- Project and Business Management Experience
- Client focused, Control Oriented and keen to details
- Able to grasp/learn concepts and procedures quickly
- Proficient in Microsoft office products (Excel, Word, Power point, Access)
- Good oral and written communications skills
- Ability to work independently in a fast-paced environment
- Familiarity with automation, data analysis, and data visualization tools a plus (e.g., Alteryx, Tableau, SAS, etc.)
Preferred qualifications, capabilities and skills:
- Data and analytical experience (pivot tables, VLOOKUP, etc.) a plus
- Experience on Securities Operations would be an added advantage