As a External reporting professional in our Corporate & Investment Banking, you will spend each day defining, refining and delivering set goals for our firm
This role is part of CIB Finance & Business Management in Bangalore in CIB Control Initiative Team covering Bank’s responsibilities related to Regulatory & SEC reporting requirements. The CIB External Reporting Controllers team resides within the CIB Controllers organization. The team plays a key role in the design, implementation, and oversight of the execution, analysis, control, and governance frameworks.
Job Responsibilities:
- Support the compliance across various SEC & Reg related deliverables;
- Capturing Issues and errors (I&Es) relating to external financial reporting in different tools after In-depth investigations around the Reports impacted, Products impacted, Legal entity impacted, remediation etc. while abiding by I&Es standards;
- Produce regular dashboards/decks around issues and errors by performing analysis;
- Manage errors through the lifecycle by coordinating with different stakeholders like Issue owners, report owners etc. while keeping documentation audit ready at all times;
- Understand the reporting requirements relating to the various filing to REG and SEC authorities;
- Ensure completion of regulatory priorities, the in-time delivery of requested information/reporting; Develop a good understanding of product knowledge, regulatory policies and assessing their impact; Maintain a complete written framework; Prepare management reporting and contribute to internal, control and regulatory audits; Work with the team on delivering multiple complex and ad-hoc regulatory reports to very tight deadlines, in cooperation with a number of stakeholders and contributors across the firm
- Build and maintain strong working relationships with stakeholders in the different businesses and functions (e.g. Legal, Tax, Finance, Operations, Risk, Business managers/partners).
Required qualifications, capabilities, and skills:
- Qualified accountant (CA, CPA, ACCA, ACA) / MBA / Masters in Finance
- 1-2 years work experience in Legal entity controls/ Regulatory reporting.
- Very good understanding/experience of business processes in a financial institution
- High degree of pragmatism with a solution-oriented approach
- Very good communication skills with the ability to work with senior management, auditors and regulators
- Excellent organizational and project management skills. Strong team player with excellent partnering and influencing skill
- Fluent English language skills, both oral and written. Good Microsoft PowerPoint and Excel knowledge
Preferred qualifications, capabilities, and skills:
- Knowledge of SEC/REG, US GAAP requirements is a plus