JPMorgan Compliance Risk Management Director Commodities - Executive 

United States, New York, New York 

248958213

As a Commodities Compliance Executive Director on our New York based team and within the Compliance Conduct and Operational Risk (CCOR) organization,you will need to be comfortable working with a wide range of stakeholders including management of the business as well as maintaining credible relationships across the aligned operational, technology, and control organizations. You will be responsible for covering the Global Commodities Group in the Corporate & Investment Bank (CIB) that transacts in Physical Commodities, OTC derivatives, and Futures across Precious Metals, Base Metals, Energy, and Agriculture products with the firm’s clients. You will need to be adept partnering with a wide range of stakeholders including senior management in addition to maintaining credible relationships across operational, technology, and control organizations.

Job Responsibilities

• Identify and manage compliance and conduct risk related to sales and trading of physical commodities , financial OTC derivatives and listed futures
• Provide independent challenge related to business decision-making and risk management processes
• Build and maintain strong relationships with front-office personnel, business managers, control managers, technology and other business-aligned corporate functions to facilitate dialogue and effective implementation of solutions
• Work proactively to maintain, enhance and develop an effective control environment and supervisory program
• Provide Compliance perspective in New Business Initiative and Change Management reviews;
• Draft and review Compliance policies, standards and bulletins to support awareness of requirements
• Create and deliver Compliance training presentations to emphasize important regulatory and policy principles, and
• Participate in firm-wide risk assessment, monitoring and testing initiatives

Required qualifications, capabilities, and skills

• Experience providing compliance oversight for trading business engaged in OTC and Futures activity
• Excellent verbal and written communication skills
• Ability to manage multiple initiatives simultaneously in a dynamic, fast-paced environment
• Strong interpersonal skills
• Strong organizational, project management and presentation skills
• Bachelor’s degree with 8+ years of relevant experience

Preferred qualifications, capabilities, and skills

• Prior Compliance, Regulatory or Legal role with a major bank
• Knowledge of Futures Exchange, CFTC and NFA rules relating to Commodities
• Masters’ or Law degree with 6+ years of experience