Coordinate and support regulatory examinations and monitoring across operations, finance, reporting, and sales and trading.
Provide updates to management regarding the matters being handled, including, but not limited to, the timely escalation and resolution of potential issues.
Build strong relationships with Compliance, Business, Operations, Finance, Regulatory Reporting, Technology, Control Management, Legal, and Internal Audit.
Manage the review and preparation of regulatory submissions, including reporting, for confidential bank supervisory information.
Internal reporting and tracking related to regulatory examinations and regulatory reporting.
Enter and track data related to regulatory engagements and reporting into the firm’s central storage repository, with attention to detail and accuracy.
Assist in driving and enhancing efficiency by leveraging technology in streamlining process and driving innovation.
Required qualifications, capabilities and skills
BA/BS, or a similar degree, required.
Candidate will possess exceptional organizational skills, will be attentive to detail and accuracy, have strong written skills.
Candidate will have strong interpersonal skills.
Strong analytical skills, solid judgment, and the ability to evaluate complex regulatory business issues.
Project management skills and ability to manage multiple work streams involving different partners and groups.
Ability to thrive in a fast-paced, deadline-driven environment, including by demonstrating excellent time management and planning skills, along with the ability to handle multiple assignments at the same time.
Proficient in Word, Excel, and PowerPoint.
Ideal candidate will be proficient in crafting and optimizing prompts for large language models (LLMs).