Wells Fargo Associate Securities Operations Representative 

India, Karnataka, Bengaluru 

230000438

Primary Responsibilities;

Is responsible for performing a variety of operational tasks for highly complex securities or cash related transactions or processes that require basic knowledge of unit functions and systems. Duties may include:

• Support a variety of operational tasks for simple or routine securities
• Identify ways to improve the overall process
• Perform routine duties such as processing, reconciling transaction and research inquires
• Regularly receive direction from supervisor and escalate issues to more experienced roles
• Review less complex documents
• Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
• Interact with internal customers
• Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements

Required Qualifications:

• 6+ months of Security Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education
• 6+ months ofsecurities/Custody/Investmentbanking experience
• Basic understanding of Securities market
• Understanding Trade life cycle
• Understands the basic capital markets and various products like what a mutual fund is, bonds, what is a stock/equity, etc.
• Attention to detail and comprehension skills
• Commerce Graduate / MBA / higher degree in financial field.

Desired Qualification:

• Perform Reconciliation of advisory accounts and ensure accurate maintenance on the systems by adhering to the agreed service levels.
• Understanding the products and severity of the process which involves dealing with highly sensitive accounts.
• Additional functions of receiving notifications of deposits and/or withdrawals of cash and securities.
• Handling escalated requests requiring clarification & research to provide an accurate resolution.
• Liaising with portfolio managers regarding cash flows and active cash management
• Interaction with Financial Advisors, Investment Managers, Business counterparts to gather process/product related information.
• Perform the above assigned tasks independently and seek assistance in a
• timely manner.
• Candidate should have basic accounting Knowledge
• Good problem solving and analytical skills and numerical skills
• Typing Skills / Good Communication (Read / Write / Speak)

Working Hours: 6:30pm to 3:30am

13 Mar 2025

Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.