Bank Of America Audit Supervisor – Compliance Operational Risk 

United States, North Carolina, Charlotte 

214391559

Responsibilities:

• Experience with Compliance and Operational Risk Framework related risks and a solid business understanding of financial services industry.
• Perform Compliance and Operational Risk audits at the enterprise level as well as other diverse lines of business and specialty areas;
• Experience in rules governing risk management frameworks including Basel, Heightened Standards, Enhanced Prudential Standards, SR 08-8.
• Perform audit reviews for independent risk management monitoring and testing, loss data, risk control self-assessments, scenario analysis, compliance and operational risk management policy.
• Design and perform audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes;
• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery;
• Communicate the results of audit projects to management (written reports/oral presentations);
• Establish and build working relationships with internal and external management;
• Effective influence skills, able to communicate findings to senior stakeholders. This individual must be an articulate and effective communicator, both verbally and in writing.
• Strong interpersonal skills for interfacing with all levels of internal and external stakeholders.
• Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and leverages automation and innovative methods in a timely and high quality manner
• Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
• Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings
• Provides input on draft audit reports and shares audit results with business leaders
• Supports the development of peers and teams through on-the-job-training and fosters an inclusive work environment
• Establishes business partner relationships, primarily with line management, to develop business knowledge
• Uses innovative tools to complete audit activities more efficiently (e.g., testing)

Required Skills and Experience:

• Bachelor's or Master's Degree
• Minimum of 3-5 years’ experience in Audit, Compliance, Risk, Business Controls, or other related experience including knowledge of risk management programs and related regulation (operational and/or compliance risk audits inside the financial services industry)
• Excellent project management, interpersonal, oral and written communication skills; strong attention to detail and accuracy
• Exceptional analytical and critical thinking abilities; Able to develop and convey a point of view
• Professionalism, dependability, integrity and trustworthiness combined with a cooperative attitude. Able to thrive in a dynamic team environment
• Highly motivated self-starter with ability to multitask and complete assignments within time constraints and deadlines. Individual with desire to learn and teach others, high energy, positive attitude
• Proficiency in Microsoft Office products
• Internal Audit Review
• Issue Management
• Risk Management
• Audit Planning
• Analytical Thinking
• Project Management
• Automation
• Technical Documentation
• Attention to Detail
• Business Acumen
• Relationship Building
• Coaching
• Critical Thinking
• Written Communications

:

• Master's Degree in Auditing, Master's Degree in Accounting, Master's Degree in Finance, or Master of Business Administration
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE)

1st shift (United States of America)