Capital One Compliance Testing Director 

United States, Texas, Plano 

213876410

Compliance Testing Director

The Compliance Testing Director oversees transaction testing and control testing for the purpose of validating that processes and controls are designed effectively to sufficiently mitigate the risk of the applicable requirements and are operating as intended. The Compliance Testing Director is responsible for assuring testing is performed with high quality that is executed by compliance testers.

Responsibilities:

• Manage staffing assignments to ensure successful completion of calendar commitments

• Develop and sustain an evolving risk based approach to optimize testing coverage and review of high/emerging risks

• Invest in associate development to ensure high quality results, an environment where innovation is fostered, advancement of skills and maintenance of a positive and productive work environment

• Lead the annual calendar planning for compliance testing for the Auto division and Fair and Responsible Banking requirements

• Sustain a cadence of continuous improvement, and develop plans to implement enhancements

• Review the work product of the team for accuracy, completeness and ensuring correct framing of risks

• Formally document and present results from compliance testing to senior management and executives

• Establish and maintain strong relationships with compliance and business partners at all levels

• Provide support to audit and exams as needed

• Consistently demonstrate strong problem solving, conceptual, writing, verbal, negotiation and leadership skills

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 8 years of risk, compliance, audit or legal experience within the financial services industry

• At least 4 years of people management experience

PreferredQualifications:

• Master's degree or Juris Doctorate

• 9+ years of compliance testing experience

• 5+ years of financial services consumer compliance monitoring experience

• Certified Regulatory Compliance Manager (CRCM) accreditation

Plano, TX: $181,800 - $207,500 for Compliance Testing DirectorThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.