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Wells Fargo APAC Transaction Reporting Associate Month Contract 
Singapore 
175150256

12.03.2025

In this role, you will:
  • Monitoring and when needed perform the daily exceptions management process in a timely and accurate manner to meet Wells Fargo’s reporting obligations.

  • Further enhance the control framework around transaction reporting processes

  • Maintenance and enhancement of governance documents (eg. Process flows and procedures)

  • Provide analytical support to regulatory change projects.

  • Act as the link between business requirements and technology solutions.

  • Co-ordinate testing support to regulatory change projects with local SMEs.

  • Work with Traders and Salespeople to work through potential trade issues and violations.

  • Work with Compliance and Legal team partners on rule interpretations for regulatory change.

  • Delivery timely and accurate MI to Operations & Compliance management.

  • Issue Management and write ups.

  • Liaise with senior regional stakeholders through Senior Stakeholder meetings.

  • Present in Senior Stakeholder meetings, Forums or Steer Co’s.


Required Qualifications:
  • 4+ years of Capital Markets industry experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education


Desired Qualifications:
  • The successful candidate will be self-motivated and have excellent experience in transaction reporting operations, covering MAS and HKMA, and be able to demonstrate a working knowledge of both the regulations and reporting methodologies.

  • Knowledge of transaction reporting operations including MAS and HKMA requirements.

  • Ability to understand and translate regulatory rule changes and map to requirements.

  • Working product knowledge in OTC Derivatives/Fixed Income and Equities spaces.

  • Experience of working with project stakeholders to deliver change. Proven track record of process improvements and project delivery.

  • Solid communication and organisational skills – to work with local and remote Operations, Technology and Compliance stakeholders.

  • Proficient with Microsoft Excel (VBA preferred).

6 Apr 2025


Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.