Capital One Director Sanctions Screening Advisory 

United States, Virginia, Richmond 

169597111

West Creek 4 (12074), United States of America, Richmond, Virginia Director, Sanctions and Screening Advisory

Responsibilities:

• Serve as a credible business advisor and partner representing the sanctions compliance and list screening program to all Capital One businesses

• Lead a team of sanctions and screening advisors as they support the implementation of sanctions compliance and list screening strategies and initiatives

• Maintain expert knowledge of sanctions laws and regulations and provide regulatory expertise and counsel to a diverse group of risk and business leaders

• Build strong partnerships and collaborate with business, technology, analytics, legal, and other stakeholders to reach optimal business and risk management outcomes in a dynamic and fast-moving environment

• Effectively liaise, engage, and communicate with AML Advisory and business stakeholders when control gaps are identified and/or refer potential work to the appropriate stakeholders

• Coordinate with cross-functional teams to accomplish shared objectives, including during periodic regulatory exams and audits

• Support the management of issues with the businesses and risk offices as they arise

• Anticipate, identify, and escalate risk scenarios where needed and propose potential mitigations and remediations

• Display a high degree of emotional intelligence, foster good team dynamics, respond effectively to address employee concerns, and maximize the potential of team members

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 5 years of experience in sanctions compliance, legal, audit, or risk management

• At least 5 years of people management experience

Preferred Qualifications:

• Master’s Degree

• At least 10 years of experience in Banking and Financial Services

• At least 10 years of people management experience

• At least 5 years of experience working with internal business clients

• Experience in Sanctions Risk Management and Compliance

• Proven ability to communicate, collaborate, and manage relationships with internal and external stakeholders at various levels in a matrixed organization

• Strong written and verbal communication skills

• High energy and a desire to work in a results-oriented, rapid growth environment

• Team player with creativity, resourcefulness, a passion for problem-solving, comfort with ambiguity, and strong interpersonal skills

• Ability to prioritize among many conflicting needs, advocate a course of action, and pursue it consistently, while remaining flexible and responsive to dynamic situations

• Demonstrated ability to think strategically

• Experience working in or with the U.S. government.

New York City (Hybrid On-Site): $202,400 - $231,000 for Director, Compliance Illinois (Hybrid On-Site): $188,700 - $215,400 for Director, ComplianceThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.