EY FSO - Assurance Audit Risk & Regulatory 

China, Hong Kong, Hong Kong Island 

159558850

Assurance - Audit - Financial Services (Risk & Regulatory Assurance) - Senior/Staff Accountant- Hong Kong

The Opportunity
Within EY's Assurance service line, our professionals provide:

• Services relating to HKMA/ SFC Independent reviews (including pre or post review assurance/attestation)
• Internal control review & assurance services (including ISAE 3000, ISAE 3402 reports)
• Services focused on ensuring the effectiveness of remediation efforts
• Regulatory filing and reporting

Responsibilities, Qualifications, Certifications

Responsibilities:

• Taking ownership on work streams on engagements
• Working as part of a larger team and day-to-day communication with clients
• Taking responsibility for the conduct of reviews and preparation of reports according to EY methodology,
  making oral presentations of findings/recommendations to client’s management team(s)
• Identifying the impact of forthcoming regulatory change, and support clients on the potential impact
• Identifying and testing key systems and controls for demonstrating compliance with applicable SFC/HKMA regulations
• Assessing and advising clients in building a holistic governance and risk management framework in response to
  remediation of findings and/ or evolving regulatory requirements
• Contributing to business development including bidding proposals and go-to-market materials

Requirements:

• Bachelor’s degree preferably in one of the following areas: Accounting/ Finance/ Risk Management/ Business Management, or other related majors
• Professional qualification(s) such as CPA, FRM, CFA or equivalent are preferred
• At least 2 years' relevant experience in providing audit/ risk advisory services for the financial services industry
• Knowledge and experience within the Banking and Capital Markets or Wealth and Asset management,
  with a strong understanding of the regulatory challenges within the Hong Kong/Greater China market
• Detailed understanding of the HKMA or SFC requirements
• Experienced in performing controls and assurance related regulatory projects
• Strong report writing skills and excellent communication/presentation skills
• Experience with regulatory bodies ideal

What working at EY offers

• Support, coaching and feedback from some of the most engaging colleagues around
• Opportunities to develop new skills and progress your career
• The freedom and flexibility to handle your role in a way that’s right for you