Bank Of America Senior Auditor Global Market Ops NFRR Tax & Credit Reporting 

United States, North Carolina, Charlotte 

158766295

Responsibilities:

• Plan, conduct, and contribute to regional and global audit reviews of Global Markets Operations activities (including Non-Financial Regulatory Reporting, Tax and Credit Operations), covering areas such as trade support, collateral management, asset services, non-financial regulatory reporting and settlement.

• Identify key risks, document process understandings, and evaluate the adequacy of internal controls over Global Markets Operations activities (including Non-Financial Regulatory Reporting, Tax and Credit Operations).

• Assess compliance with enterprise standards as well as key regulatory requirements applicable to Global Markets Operations.

• Conduct root-cause analysis, document audit issues identified, and validate that remedial action and key risks have been mitigated.

• Perform continuous monitoring and risk assessments of Global Markets Operations activities (including Non-Financial Regulatory Reporting, Tax and Credit Operations)

Required Qualifications:

• ​3+ years of internal audit experience within a global financial institution preferably.

• Bachelor’s degree in Finance, Accounting, Economics, Business, or a related field.

• Strong understanding of operational processes (trade control, collateral management, asset services, non-financial regulatory reporting, settlement) supporting Global Markets activities (equities, fixed income, FX, commodities, etc.)

• Strong knowledge of internal controls and risk management principles.

• Excellent analytical and problem-solving skills with a data-driven approach.

• Team player with a solution-oriented attitude and strong risk mindset

• Strong interpersonal and communication skills, capable of presenting complex findings to senior management.

• Experience using audit project management tools and familiarity with data analytics (e.g., Alteryx, Excel, SQL).

• Ability to be proactive, work independently and manage the timely delivery of multiple tasks simultaneously in a fast-paced environment.

• Foundational knowledge of key financial regulatory requirements applicable to Global Markets Operations(e.g. MiFID II, Dodd-Frank, EMIR, Client Money/Assets and local market rules)

Desired Qualifications:

• Professional certifications/audit qualifications (e.g. CIA, CFA, CISA, ACA)

• Audit or risk control risk/controls background in financial services

• Prior Analytical / Automation Skills (SQL, SAS, Python. Alteryx, Advanced Excel)

• Strong Risk mindset (look beyond the form to focus on the substance)

• Financial services industry acumen.

• Ability to process information and change audit focus quickly in line with risk assessments.

• Ability to learn complex subject matter, understand regulatory requirements, and build testing programs to ensure compliance and mitigate risks.

• Foundational knowledge of key Financial regulatory requirements applicable to APAC, EMEA & US

• Experience in performing end-to-end substantive testing. Understanding of statistical sampling testing approach is a plus.

Skills:

• Audit testing execution

• Internal Audit Review

• Issue Management

• Risk Management

• Audit Planning

• Analytical Thinking

• Project Management

• Automation

• Technical Documentation

• Attention to Detail

• Business Acumen

• Relationship Building

• Coaching

• Critical Thinking

1st shift (United States of America)