Wells Fargo Securities Operations Representative 

India, Karnataka, Bengaluru 

125790062

Department Overview

Wealth & Investment Management (WIM) is one of the nation’s leading providers of financial and investment services in the United States offering a full range of products and services to meet clients’ unique needs and help them achieve financial goals. It consists of six different lines of business, one of which is Wells Fargo Advisors group. Within WFA, this requirement is with Brokerage Operations.

In this role, you will:

• Perform various operational tasks on complex securities that require general knowledge of unit functions and systems
• Support securities operations
• Identify ways to improve the overall process
• Perform moderately complex duties such as processing, researching inquires and reconciling transactions
• Review time sensitive documents
• Receive direction from supervisor and coordinate situations involving other departments
• Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
• Interact with internal customers
• Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements

Required Qualifications:

• 2+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• 2+ years ofsecurities/Custody/Investmentbanking experience preferably on Credit Margin and Priority Credit Line
• Basic understanding of US Securities market
• Understands the basics of capital markets and various products like what is a mutual fund, bonds, what is a stock/equity, etc.
• Attention to detail and comprehension skills
• Commerce Graduate with CA/CFA/ICW/M.com /MBA preferably in Finance vertical

Job Expectations:

Is responsible for performing a variety of operational tasks for highly complex securities or cash related transactions or processes that require good knowledge of unit functions and systems. Duties may include:

• Assign all Credit Margin and Priority Credit Line tasks accurately and on a timely basis
• Process all Credit Margin and Priority Credit Line tasks independently
• To be able to perform basic tasks like reviewing account activity, reviewing reports, and meeting established deadlines
• To be able to process all Margin Agreements, Executing Preferred Interest Rates, Facilitate Employee Stock Option Plan Transactions, Account Restriction Management, Monitoring Day Trade Activity and Bulk Asset Movements
• To be able to follow-up assertively with various external parties.
• Interaction with market participants like custodian, clearing house, brokers, Investment Managers to gather process/product related information
• Perform moderately complex duties such as processing, researching inquires and reconciling transactions
• Good problem solving and analytical skills and numerical skills
• Typing Skills / Good Communication (Read / Write / Speak)
• Desirable to have experience of interacting with US customers.

Working Hours: 6:30pm to 3:30am

30 Mar 2025

Wells Fargo Recruitment and Hiring Requirements:

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.