Our roles entail ensuring we operate in a robust control environment, whilst in a fast-paced workplace. We comply with global regulations and internal policies and adopt a proactive approach to identifying opportunities to reduce risk through the continuous evaluation of our controls; to protect our clients, the firm, and our reputation.
We work closely with our external global peers, partners and regulators, and play an integral part in leading an agenda at the forefront to optimize and streamline processes, and drive strategy across our industry.
Key Responsibilities
- Primary contact for Client operational queries for select client base, and management of Client trade and settlement activity
- Provide support to Front Office Sales and Trading around trade execution and lifecycle management on Equity Swap & P-Note
- Support trade capture management and Client allocation, Front to Back reconciliation and identify operational risk and connectivity issue resolution with Tech partners
- Manage new Client onboarding to our Prime Swap platform
- Participate in the development of new techniques for the trade life cycle, and improve processes and workflows to reduce Manual Touchpoints
- Help maintain a culture and environment where processes, risk and control are continually monitored, and potential risks escalated on a timely basis
Key Characteristics
The successful candidate will also be required to demonstrate the necessary skills and experience to deliver on the below value add and service differentiators.
- Operational Expertise: demonstrate Fair to Good understanding of key operational functions such as Settlements, Lifecycle Management, Reconciliations, Trade Support, and Corporate Actions with Global Markets
- Product Knowledge : demonstrate Fair to Good knowledge and understanding of the Cash Equity and Equity Swap product. A general knowledge of derivatives is highly desirable
- Client Presentation : ability to be articulate, confident, intellectually agile and professional in appearance and manner so that the franchise is well represented
- Innovation/Creative Thinking : offer creative and innovative solutions to Client issues when they arise. Look to harness these innovation skills to develop a record of process improvement, procedure control strengthening and reduction of MTP
Qualifications, Experience and Skills:
- 3-5 years of relevant experience in a related role, with Client-facing exposure
- Relevant Degree (Business, Accounting, Finance) or equivalent work and industry experience preferred
- Cash Equity and Equity Swap product knowledge, and understanding of lifecycle management (trade capture, settlements, reconciliations) highly preferred
- Energetic, flexible, collaborative and proactive
- Provides evaluative judgement based on analysis of factual information in complicated, unique and dynamic situations
- Self-reliant, good problem solver, results orientated
- Ability to establish and build trust with professionals within the Business
Operations - Transaction ServicesSecurities and Derivatives Processing
Time Type:
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