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2,228 jobs found
16.09.2025
WF
Wells Fargo Lead Control Management Officer - Equities Trade Surveillanc... United States, North Carolina, Charlotte
Work closely with Risk Owners, Risk Stewards, CIB Surveillance Technology and Surveillance Product Management to enhance and build effective surveillance controls. Provide subject matter expertise with comprehensive knowledge of business...
Participate and consult regarding policies and procedures, controls, tools and training. Identify opportunities for additional synergies and to maximize efficiencies within Integrated Brokerage. Review and analyze controls to manage high...
Risk Assessment– Responsible for risk identification, risk measures, controlidentification/designand ratings. RAU Risk Oversight– Manage all risk management activities associated with the RAU (i.e. issues, OREs, process change, etc.) to ensure...
Participate and consult regarding policies and procedures, controls, tools and training. Review and analyze controls to manage high risk investment strategies and complex products. Evaluate resources to monitor risk and...
Participate and consult regarding policies and procedures, controls, tools and training. Identify opportunities for additional synergies and to maximize efficiencies within the private client group. Review and analyze controls to...
Lead complex initiatives designed to mitigate current and emerging data management risks with broad impact across WIM. Monitor, measure, evaluate, and report on the impact of decisions and controls to...
Participate and consult regarding policies and procedures, controls, tools and training. Identify opportunities for additional synergies and to maximize efficiencies within Integrated Brokerage. Review and analyze controls to manage high...
Work closely with Risk Owners, Risk Stewards, CIB Surveillance Technology and Surveillance Product Management to enhance and build effective surveillance controls. Provide subject matter expertise with comprehensive knowledge of business...
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