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2,114 jobs found
16.09.2025
WF
Wells Fargo Lead Control Management Officer - Equities Trade Surveillanc... United States, North Carolina, Charlotte
Work closely with Risk Owners, Risk Stewards, CIB Surveillance Technology and Surveillance Product Management to enhance and build effective surveillance controls. Provide subject matter expertise with comprehensive knowledge of business...
Act as a top subject matter expert to lead complex, innovative, and diverse initiatives with enterprise impact, high risk or with significant scope, cost, and benefits. Lead the sourcing of...
Risk Assessment– Responsible for risk identification, risk measures, controlidentification/designand ratings. RAU Risk Oversight– Manage all risk management activities associated with the RAU (i.e. issues, OREs, process change, etc.) to ensure...
Oversee the security posture of information systems and develop/revise necessary Risk Management Framework (RMF) documentation to support system authorization. Create and update standard RMF artifacts, including the System Security Plan...
Ability to manage multiple project initiatives and dates across different AML Domains (KYC, FIU, EDD, Sanctions, etc). Prior experience working with Product teams and familiarity with Planning, Business Requirements gathering,...
Lead complex initiatives designed to mitigate current and emerging data management risks with broad impact across WIM. Monitor, measure, evaluate, and report on the impact of decisions and controls to...
Work closely with Risk Owners, Risk Stewards, CIB Surveillance Technology and Surveillance Product Management to enhance and build effective surveillance controls. Provide subject matter expertise with comprehensive knowledge of business...
As a Compliance Officer for the tech industry, you will play an important role in maintaining a safe and secure work environment for employees and customers. You will be responsible for reviewing, interpreting, and enforcing policies and procedures, as well as identifying and addressing any violations of these policies. Your focus will be on customer service, regulatory requirements, company procedures, and industry standards.
You will work closely with other departments within the organization, such as legal, finance, and operations, to ensure that all employees adhere to applicable laws and regulations. You will also be expected to conduct routine audits and reviews, as well as investigate any possible violations and recommend remedial action, where appropriate. All of this leads to, and is completed with continuous reporting requirements to all internal stakeholders and the wider org.
In addition to this, you will need to have excellent written and verbal communication skills and have the ability to think and reason critically. A strong attention to detail, ability to work in high-pressure situations, and the capability to maintain professionalism and confidentiality on sensitive topics is a must.
Ultimately, you will be instrumental in protecting employees and customers, as well as the company’s reputation and image, in a constantly-evolving technological field. Expoint, the leading tech industry job searching platform, is the ideal place to find the perfect Compliance Officer role.