A career as a compliance officer in the high-tech industry requires an in-depth knowledge of laws, regulations, and best practices. If you are looking for a compliance officer job in the tech industry, Expoint is the perfect platform for you. Get started today by searching for a job on Expoint.
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435 jobs found
05.06.2023
WF
Wells Fargo Lead Compliance Officer United States, Minnesota, Minneapolis
Provide oversight and monitoring of business group risk-based compliance programs. Maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple business lines. Establish,...
Provide oversight and monitoring of business group risk based ethics compliance programs. Maintain ethics compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple...
Provide oversight and monitoring of business group risk based compliance programs. Maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple business lines....
Overseeing Canadian activities of front office sales and trading personnel with respect to trading and clearing of OTC and listed derivatives, including compliance with requirements of provincial securities authorities and...
Interact with sanctions management, all lines of business, and the firm's Legal, Audit, and Risk departments. Exercise sound judgment and follow high quality standards when conducting investigations. Conduct investigations into...
Developing, implementing, and executing compliance testing, and reporting programs within an assigned region in accordance with the Compliance Testing (CT) Plan. Participating in the planning, executing, and reporting of compliance...
Apply critical problem solving skills and analytical mindset to ensure successful project delivery. Assist in driving business solutions utilizing firmwide application to support the RMC Governance Team. Demonstrate high quality...
Provide oversight and monitoring of business group risk-based compliance programs. Maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple business lines. Establish,...
As a Compliance Officer for the tech industry, you will play an important role in maintaining a safe and secure work environment for employees and customers. You will be responsible for reviewing, interpreting, and enforcing policies and procedures, as well as identifying and addressing any violations of these policies. Your focus will be on customer service, regulatory requirements, company procedures, and industry standards.
You will work closely with other departments within the organization, such as legal, finance, and operations, to ensure that all employees adhere to applicable laws and regulations. You will also be expected to conduct routine audits and reviews, as well as investigate any possible violations and recommend remedial action, where appropriate. All of this leads to, and is completed with continuous reporting requirements to all internal stakeholders and the wider org.
In addition to this, you will need to have excellent written and verbal communication skills and have the ability to think and reason critically. A strong attention to detail, ability to work in high-pressure situations, and the capability to maintain professionalism and confidentiality on sensitive topics is a must.
Ultimately, you will be instrumental in protecting employees and customers, as well as the company’s reputation and image, in a constantly-evolving technological field. Expoint, the leading tech industry job searching platform, is the ideal place to find the perfect Compliance Officer role.