Accounting Auditor jobs in United States, Virginia, Arlington

Senior Associate, Accounting - Allowance for Credit Losses Governance and Change Management

Detailed activities and responsibilities include:

• Coordinate and facilitate governance and change management activities across multiple lines of business, including Credit Risk Management, Finance and Effective Challenge functions,

• Develop effective cross-functional relationships and understand stakeholder needs to drive an efficient and effective governance process,

• Provide challenge and oversight of critical assumptions used to inform the Allowance and ensure compliance with Accounting and Regulatory requirements,

• Contribute to the preparation of key documentation used to socialize Allowance recommendations and results to senior leadership,

• Prepare impactful analysis on ACL metrics for executive leadership,

• Support governance process enhancements as needed to appropriately address business and strategy changes, including portfolio and business acquisitions, and enterprise initiatives

• Lead process improvement initiatives and projects to reduce risk,

• Execute SOX controls within the ACL process,

• Support ACL compliance activities for management, internal audit and external audit groups,

• Support activities conducted throughout the enterprise on behalf of Credit Accounting

Basic Qualifications:

• Bachelors’ degree or military experience

• At least 1 year of experience in accounting, external financial reporting, audit, or finance, or a combination

• At least 1 year of experience with Google Office or Microsoft Office products, or a combination

Preferred Qualifications:

• Certified Public Accountant (CPA) license

• At least 2 years of experience in accounting, external financial reporting, audit, or finance, or a combination

• Experience with Accounting Systems such as Peoplesoft, SAP or Oracle Financials

• Experience with reporting systems such as Onestream, Tableau, Google Data Studio

McLean, VA: $94,600 - $107,900 for Sr. Associate, Accounting Richmond, VA: $86,000 - $98,200 for Sr. Associate, Accounting Wilmington, DE: $86,000 - $98,200 for Sr. Associate, AccountingThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Senior Auditor - Payments Network

Responsibilities:

• Design and execute appropriate audit procedures to verify the effectiveness of internal controls.

• Document auditee processes and procedures, review and analyze evidence, and identify potential issues.

• Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery.

• Prepare clear, organized, and complete documentation to support work performed, including draft findings.

• Establish and maintain good client and team relations during engagements. Effectively communicate information and audit progress to team, clients and auditor-in-charge.

• Self prioritize and effectively plan your own work activities managing multiple priorities and tasks across the team to deliver quality results. Proactively take on additional work to support the team when possible.

• Proactively seek out learning opportunities to enhance skills and competencies related to role.

Here's what we're looking for in an ideal teammate:

• You are a critical thinker who seeks to understand the business and its control environment.

• You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.

• You possess a relentless focus on quality and timeliness.

• You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.

• You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.

• You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise.

• You're a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.

• You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

Basic Qualifications:

• Bachelor's Degree or military experience

• At least 2 years of experience in auditing, accounting, financial analysis, compliance, or a combination

Preferred Qualifications:

• Master’s Degree in Accounting, Master’s Degree in Finance or Master of Business Administration

• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or relevant certification

• 1+ years of experience in leading audits and performing in the role of auditor-in-charge

• 1+ years of experience in banking or in financial services

• 1+ years of experience in performing data analysis in support of internal auditing

This role is hybrid meaning associates typically spend about half their time (2-3 days per week) in-person at one of our offices listed on this job posting. Monday and Fridays are enterprise- wide virtual work days. Tuesday, Wednesday and Thursday are in-person days for associates to spend time together working in our beautifully-designed team areas.

Charlotte, NC: $99,100 - $113,100 for Sr. Assoc, Cyber Risk & Analysis Chicago, IL: $99,100 - $113,100 for Sr. Assoc, Cyber Risk & Analysis McLean, VA: $109,000 - $124,400 for Sr. Assoc, Cyber Risk & Analysis New York, NY: $118,900 - $135,700 for Sr. Assoc, Cyber Risk & Analysis Plano, TX: $99,100 - $113,100 for Sr. Assoc, Cyber Risk & Analysis Richmond, VA: $99,100 - $113,100 for Sr. Assoc, Cyber Risk & Analysis Riverwoods, IL: $99,100 - $113,100 for Sr. Assoc, Cyber Risk & AnalysisThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Senior Auditor - Risk Management

Responsibilities:

• Audit major components of business units.

• Assist in developing engagement planning documentation for assigned areas, including risk-based rationale for scoping decisions.

• Design and execute internal control testing for operations of varying complexity.

• Perform audit tasks of moderate difficulty, demonstrating a degree of audit expertise consistent with experience level.

• Prepare clear, organized and complete documentation to support work performed.

• Establish and maintain good client and team relations during engagements. Effectively communicate information and audit progress to team, clients and auditor-in-charge.

• Perform various aspects of engagement administration as assigned by auditor-in-charge, including hours and budget tracking.

• Self prioritize and effectively plan own work activities managing multiple priorities and tasks across the team to deliver quality results. Proactively take on additional work to support the team when possible.
  

Here's what we're looking for in an ideal teammate:

• You are a critical thinker who seeks to understand the business and its control environment.

• You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.

• You possess a relentless focus on quality and timeliness.

• You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.

• You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.

• You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise.

• You're a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.

• You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

Basic Qualifications:

• Bachelor's Degree or military experience

• At least 2 years of experience in auditing one or more of the following areas: banking or financial services industry or risk management
  

Preferred Qualifications:

• Master’s Degree in Auditing, Master’s Degree in Accounting, Master’s Degree in Finance, Master’s Degree in Economics, Master’s Degree in Quantitative Finance, or Master of Business Administration

• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Chartered Financial Analyst (CFA), Certified Risk Manager (CRM), Financial Risk Manager (FRM), or Credit Risk Certification (CRC)

• 2+ year of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination

• 2+ years of experience performing data analysis in support of internal auditing

• Exposure to Enterprise Risk Management or Operational Risk Management

This role is hybrid meaning associates typically spend about half of their time (2-3 days per week) in-person at one of our offices listed on this job posting. Monday and Fridays are enterprise-wide virtual work days. Tuesday, Wednesday, and Thursday are in-person days for associates to spend time together working in our beautifully- designed team areas.

Charlotte, NC: $86,000 - $98,200 for Senior Staff Auditor McLean, VA: $94,600 - $107,900 for Senior Staff Auditor New York, NY: $103,200 - $117,800 for Senior Staff Auditor Plano, TX: $86,000 - $98,200 for Senior Staff Auditor Richmond, VA: $86,000 - $98,200 for Senior Staff Auditor Riverwoods, IL: $86,000 - $98,200 for Senior Staff AuditorThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Senior Auditor, Practices - Methodology

.Audit professionals are experiencedwell-trained and credentialedagile environment to delivervalue-added opinions and recommendations.Audit's vision to provide high valueproactive insightsto innovate with technologyand to be a top-notch talent destination.

self-motivated Senior Associate interested in becoming part of.board reporting, regulatory management, audit technology, and department-wide improvement initiatives implementing creative solutions to challenging problems.

Responsibilities:

• Support the audit methodology update and related enhancement efforts, including conductingresearch and analysis.
• Design and execute best-in-class operational processes.
• Coordinate and execute on small to moderately complex projects (e.g., methodology relatedissues,gap assessments,regulatory requests for information),owning completionofassignedwork.
• Design and deliver verbal and written communication to audit teams and audit leadership. Leverage available data and analytical tools to drive deeper insights on department behaviour and challenges.
• Establish and maintain good relations with audit teams and other key stakeholders.

• ,best practices, and quality expectations..
• Provide guidance and coaching to audit teams on the application of methodology across variousaudit activities (e.g.,standard audits,issue validation).
• Work independently under general supervision, and can exercise latitude for initiative and independent judgment.

Here's what we're looking for in an ideal teammate:

• You are a critical thinker who seeks to understand the business and its control environment.
• You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. You possess a relentless focus on quality, improvement, and timeliness.
• You adapt to change,embrace bold ideas,and are intellectually curious.You like to ask questions,test assumptions,and challenge conventional thinking.
• You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit's value proposition.
• You're a firm believer that a rich understanding of data,innovation,and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering yourtechnical expertise.
• You're a teacher.You do the right thing and lead by example.You have a passion for coaching and investing in the betterment of your team.You lead through change with candor and optimism.You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract,hire,and retain top talent.

Basic Qualifications:

• Bachelor's Degree or military experience.
• At least 2 years of experience in auditing,accounting,financial analysis,compliance,or acombination.

Preferred Qualifications:

• Master's Degree in Auditing,Master's Degree in Accounting,Master's Degree in InformationSystems or Master of Business Administration.
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information SystemsAuditor (CISA), or a relevant certification.
• 2+ years of experience in Banking or in the financial services industry.

At this timeposition.

This role is hybrid meaning associates typically spend about half their time (2-3 days per week)in-person at one of our offices listed on this job posting.Monday and Fridays are enterprise-widevirtual work days.Wednesday and Thursday are in-person days for associates to spend time together working in our beautifully-designed team areas.

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Charlotte, NC: $86,000 - $98,200 for Senior Staff Auditor McLean, VA: $94,600 - $107,900 for Senior Staff Auditor New York, NY: $103,200 - $117,800 for Senior Staff Auditor Plano, TX: $86,000 - $98,200 for Senior Staff Auditor Richmond, VA: $86,000 - $98,200 for Senior Staff Auditor Riverwoods, IL: $86,000 - $98,200 for Senior Staff Auditor

Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.

This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

Principal Auditor- Cyber, Risk and Analysis Technology Audit (Hybrid)

Responsibilities:

• Execute major components of audits, including critical technology functions, cloud-based infrastructure, cybersecurity, risk management, application, and third-party management, as well as the ability to assist in leading components of small to medium size audits.

• Perform risk assessments of business units and technology operations, design and execute audit procedures to verify the effectiveness of existing controls, identify and define issues, review and analyze evidence, and document client processes and procedures.

• Understand the broader context and implications (e.g., financial, legal, reputational, etc.) of the various types of risk affecting the business and critical technology functions .

• Establishes and maintains good client relations during engagements. Communicates or assists in communicating the results of some audit projects to management via written reports and oral presentations.

• Identify expectations of the client and take actions to support the client experience.

• Prepare clear, organized and complete documentation to support work performed.

• Self prioritize and effectively plan own work activities managing multiple priorities and tasks across the team to deliver quality results.

• Coordinate with others and proactively take on additional work.

• Deliver appropriate, succinct and organized information, tailoring communication style to audience.

• Effectively communicate information, issues and audit progress to teammates, clients and auditor-in-charge.

• Perform various aspects of engagement administration, including hours and budget tracking.

• Provide periodic on-the-job coaching and direct supervision over less experienced associates.

Ideal Teammate:

• You are a critical thinker who seeks to understand the business and its control environment.

• You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.

• You possess a relentless focus on quality and timeliness.

• You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.

• You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.

• You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise.

• You're a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.

• You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 4 years of experience in information technology (operations, software delivery, access management, microservices), information security (application security, network security, cyber security, data protection), information systems risk management, information systems auditing, or a combination

• At least 1 year of experience in cloud computing and controls (design, operation, risk management, or auditing)

• At least 2 years of experience in managing components of audit engagements, project management or a combination

• At least 2 years of experience in analyzing data extracts to identify trends, patterns, and anomalies, including 1 year of experience in test scripting or coding (writing, reviewing, assessing)

Preferred Qualifications:

• Certifications related to or pursuing certification related to Cloud, Cyber or Technology Operations, such as Cloud provider certifications, Certified Information Systems Security Professional (CISSP), or Certified Information Security Manager (CISM),

• 1 year of experience with payment technologies such as HPE Nonstop, IBM Mainframe, Mobile Payments, Tokenized services, cloud-based and virtualized environments, Windows and Linux operating environments

• Certifications related to or pursuing certification related to Auditing, such as Certified Internal Auditor (CIA), or Certified Information Systems Auditor (CISA)

• 4+ years of experience with IT control frameworks

• 2+ years of experience in planning and leading audits

• 2+ years of experience auditing cyber or information security

• 1+ years of experience auditing emerging technologies

• 1+ years experience in cloud computing ( AWS, GCP, Azure) and controls, or 1+ years of conducting audits of controls in cloud-based environments

• 1+ years of experience in risk and data management

• 1+ years of experience performing data analysis in support of internal auditing

This role is hybrid meaning associates will spend 3 days per week in-person at one of our offices listed on this job posting. Fridays are enterprise- wide virtual work days. Monday, Tuesday, Wednesday and Thursday are in-person days for associates to spend time together working in our beautifully-designed team areas.

McLean, VA: $127,500 - $145,500 for Prin Assoc, Cyber Risk & Analysis Plano, TX: $115,900 - $132,200 for Prin Assoc, Cyber Risk & Analysis Richmond, VA: $115,900 - $132,200 for Prin Assoc, Cyber Risk & AnalysisThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Accounting Manager, Treasury & Automation

As an Accounting Manager, you will be in charge of automation, analytics and driving efficiencies within the Controllers value stream. You will leverage your Finance and Accounting background and apply your strategic and analytical skills to address major Controllers challenges. You will do it all in a collaborative environment that values your insights, encourages you to take on new responsibilities, promotes continuous learning, and rewards innovation. We leverage tools such as Python and SQL to drive efficiencies in day to day processes. We proactively communicate with our partners and leadership, and help shape priorities by analyzing data, gathering metrics, identifying pain points and rationalizing business processes.

Role Responsibilities:

• Define requirements, validate content, and solve business problems; frequently using automation tools to drive efficiencies.

• Determine areas forprocess optimizationthrough independentdata analysisor in response to partner and leadership requests.

• Focus on continual growth in a wide variety ofautomationtools

• Identify opportunities to use data to develop new strategies and improve business performance and utilize knowledge ofFinancial System processesandAccountingandFinancebackground to perform quantitative and qualitative data analysis.

• Communicateand present data to management by developing and sustaining reports usingBusiness Intelligencetools.

• Continually learn about new technologies as they emerge including how to apply them within the context of your role

• Partner with the Tech Support team to implement/update automations

• Provide accounting/financial services subject matter expertise on project implementation efforts, and to develop new automations of existing manual processes

Basic Qualifications:

• Bachelor’s degree or military experience

• At least 5 years of experience inaccounting, or infinance, or a combination

Preferred Qualifications:

• 7+ years of experience in accounting

• 5+ years of experience infinancial services

• 3+ years of experienceanalyzing datawith Python, or SQL, or Tableau, or a combination

• 2+ years of experience withOracle PeopleSoft Financials, or SAP, or Workday Financials or a combination

• 1+ year of experience working withSimCorpin an accounting capacity

• Certified Public Accounting (CPA) certification

McLean, VA: $146,100 - $166,700 for Manager, Accounting Richmond, VA: $132,800 - $151,600 for Manager, AccountingThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Manager, Broker Dealer Accounting

Responsibilities:

• Oversee monthly closes process

• Prepare internal & external financial statements and variance analysis

• Prepare regulatory filings (FOCUS reports, SIPC reports, etc.)

• Perform regulatory net capital computation and ensure compliance with regulatory guidance

• Responsible for monthly account reconciliations review

• Manage line of business incentive plans

• Coordinate various internal stakeholders (Operations, FP&A, business leaders) to ensure accurate reporting and adherence to regulatory guidance

• Review intercompany management fees

• Other broker-dealer accounting responsibilities as assigned

• Support external and internal audits as well as regulatory exams

• Develop team financial talent and bench-strength and manage employee development and training

• Participate in challenging project initiatives with the team.

• Support automation and data transformation efforts

• Identify and drive process efficiencies.

• Ability to adhere to strict deadlines for monthly closes and regulatory reporting

• Ability to manage complex financial, reporting and regulatory matters or processes

• Ability to develop, establish, and operate financial policies and procedures

• Due to the nature of this position, as a part of our background check process, candidates must be able to pass a non-registered fingerprint background check to qualify as a fingerprinted person under FINRA

• Currently has, or is in the process of obtaining, a Series 27 Securities License with the expectation that license will be obtained within six months of hire

Basic Qualifications

• Bachelor's degree in Accounting or military experience

• At least 3 years of Accounting experience

• At least 3 years of broker dealer experience

• At least 2 years of experience in people management

PreferredQualifications:

• Master’s degree in Finance or Accounting

• 5+ years of securities industry experience

• Financial Industry Regulatory Authority Series License 7,10, 24, 27, or a combination

Chicago, IL: $132,800 - $151,600 for Manager, Accounting McLean, VA: $146,100 - $166,700 for Manager, Accounting New York, NY: $159,400 - $181,900 for Manager, Accounting Plano, TX: $132,800 - $151,600 for Manager, Accounting Richmond, VA: $132,800 - $151,600 for Manager, Accounting Wilmington, DE: $132,800 - $151,600 for Manager, AccountingThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.