Investment Officer jobs in United States, North Carolina, Charlotte
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Company
Job type
Job categories
Job title (1)
United States
North Carolina
Charlotte
115 jobs found
16.09.2025
WF
Wells Fargo Lead Control Management Officer - Equities Trade Surveillanc... United States, North Carolina, Charlotte
Work closely with Risk Owners, Risk Stewards, CIB Surveillance Technology and Surveillance Product Management to enhance and build effective surveillance controls. Provide subject matter expertise with comprehensive knowledge of business...
Lead complex technology initiatives including those that are companywide with broad impact. Act as a key participant in developing standards and companywide best practices for engineering complex and large-scale technology...
Prepare and validate daily USD and multi-currency cash and collateral projections using internal and external data sources. Analyze intraday variances between projected and actual funding needs; communicate findings to the...
Risk Assessment– Responsible for risk identification, risk measures, controlidentification/designand ratings. RAU Risk Oversight– Manage all risk management activities associated with the RAU (i.e. issues, OREs, process change, etc.) to ensure...
Lead complex initiatives designed to mitigate current and emerging data management risks with broad impact across WIM. Monitor, measure, evaluate, and report on the impact of decisions and controls to...
Lead or participate in moderately complex initiatives, and delivering insight and decision strategies within analytics and reporting, and contribute to large-scale planning related to Risk Analytics. Review and analyze moderately...
Advise and challenge Front line personnel related to Swap Dealer activities. Oversee and credibly challenge the reporting, escalation and timely remediation of compliance-related issues, deficiencies, or regulatory matters. Direct the...
Work closely with Risk Owners, Risk Stewards, CIB Surveillance Technology and Surveillance Product Management to enhance and build effective surveillance controls. Provide subject matter expertise with comprehensive knowledge of business...
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