Compliance Auditor jobs in United States, New York, New York
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105 jobs found
22.07.2025
JPM
JPMorgan Markets Regulatory Compliance - Vice President United States, New York, New York
Manage offshore teams' daily legal obligation mapping activities, setting targets and ensuring delivery. Act as the primary escalation point for offshore teams and review their output. Develop high-performing offshore teams...
Conduct in-depth inspections of IAM technologies within processes or firm-wide for compliance and effectiveness. Stay informed on IAM enforcement actions, regulatory changes, and emerging solutions for compliance. Respond to regulatory...
Ensure the affluent strategy is aligned to JPMorgan Wealth Management and lead initiates to activate strategy with advisors and other client-facing Wealth Management partners. Design, build and implement a long-term...
Identify compliance and conduct risks inherent within the equities business related to electronic trading, including the firms alternative trading systems, algorithmic and smart order routing trading, indications of interest, market...
Partner with the Director of Workplace & Facilities to develop and implement the EMEA real estate strategy in alignment with company growth plans. Manage local relationships with landlords, brokers, and...
Create a welcoming environment by delivering attentive and friendly service by greeting clients as they enter the branch, making them feel appreciated, managing lobby traffic, checking clients into the waiting...
Direct and coordinate all work activities relating to the preparation and delivery of tax compliance client service. Lead tax delivery processes and build alliances through teaming, and/or act as a...
Manage offshore teams' daily legal obligation mapping activities, setting targets and ensuring delivery. Act as the primary escalation point for offshore teams and review their output. Develop high-performing offshore teams...
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