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Lead Compliance Officer - Fixed Income Sales & Trading jobs at Wells Fargo in United States, New York
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26 jobs found
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WF
Wells Fargo Senior Lead Compliance Officer - CIB Fixed United States, New York, New York
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Provide oversight and governance of a business group or manage companywide compliance programs. Support the day-to-day Fixed Income Sales & Trading compliance program and address inquiries related to regulatory requirements...
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07.05.2025
WF
Wells Fargo Community Mortgage Bank Sales Consultant United States, New Jersey
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Sit within assigned bank branches and originate mortgage loans; collaborate with branch leadership, participate in branch huddles, mentor and coach employees to increase knowledge of mortgage products and processes; perform...
07.05.2025
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Wells Fargo Lead Fixed Income Securities Java Engineer United States, New Jersey
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Support customer engagement by processing teller transactions, sharing digital solutions, and making appropriate introductions to bankers. Complete operational activities while minimizing risks under established policies. Perform routine transactional, operational, and...
07.05.2025
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Wells Fargo Lead Compliance Officer - Fixed Income Sales & Trading United States, New York, New York
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Business Aligned Compliance Officer (BACO) for the Strategic Relationship Management Team, and Compliance subject matter expert for Non-Financial Regulatory Reporting (e.g. TRACE, SDR), and 3rd party compliance programs. Business Aligned...
06.05.2025
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Wells Fargo Lead C#/.Net Software Engineer United States, New York, New York
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Act as an advisor to leadership to develop or influence applications, network, information security, database, operating systems, or web technologies for highly complex business and technical needs across multiple groups....
06.05.2025
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Wells Fargo Business Development Officer - Technology Banking United States, New York, New York
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Lead or participate in identifying and originating new relationships within the Early & Growth Stage Technology business segments. Prospect companies in the New York City metro market with annual gross...
06.05.2025
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Wells Fargo Senior Lead Commercial Banking Relationship Manager United States, New York, New York
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Develop, retain, and grow complex to highly complex client relationships through the art of relationship management, by understanding the needs and priorities of clients and financial decision makers, responding quickly,...
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Description:Full job details
Provide oversight and governance of a business group or manage companywide compliance programs. Support the day-to-day Fixed Income Sales & Trading compliance program and address inquiries related to regulatory requirements...
These jobs might be a good fit
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