Securities Network Manager jobs at Wells Fargo in United Kingdom, London
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United Kingdom
London
9 jobs found
02.04.2025
WF
Wells Fargo VP International COO Individual Accountability Conduct Manag... United Kingdom, England, City of London
Support the oversight and effective management of the Individual Accountability Regimes (e.g. SMCR, SEAR) in the UK and International, including control execution, communications, training and executive support and messaging. Act...
Develop, execute, embed and maintain the enterprise-wide Compliance Programme elements, as they impact International Legal Entity on behalf of the International Compliance Leadership Team (‘ICLT’). To act as an integral...
Participate in large Regulatory and business enhancement projects through initiation planning, executing, testing and closing within change management. Identify and capture basic project dependencies and interdependencies, ensure alignment of actions...
Lead a team of Compliance Officers responsible for the coverage of Horizontally Aligned Compliance Programme (“HACP”) topics. Set the strategy and vision for a newly established international HACP team working...
Assist in the control and monitoring FMI risk framework - maintaining the provider database, FMI strategy and compliance with market regulations as well as driving the evaluation, selection, oversight, and...
Manage the day-to-day customer relationship to ensure smooth running of the account. Manage customer inquiries, payment performance and disputes. Oversee growth opportunities and recommend improvements for customer satisfaction. Resolve complex...
Manage the day-to-day customer relationship to ensure smooth running of the account. Manage customer inquiries, payment performance and disputes. Oversee growth opportunities and recommend improvements for customer satisfaction. Resolve complex...
Support the oversight and effective management of the Individual Accountability Regimes (e.g. SMCR, SEAR) in the UK and International, including control execution, communications, training and executive support and messaging. Act...
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