Finance Accounting - Broker Dealer Regulatory Reporting jobs at Td Bank in United Kingdom, Belfast

• Assist in the Weekly Customer Protection 3-3 Calculation, while working to build to a daily process;
• Identity opportunities to enhance the production process through efficiencies, and strengthen the reporting control framework through automation;
• Optimize the regulatory reporting results into useful analytics for internal management purposes, primarily relating to customer protection lock up;
• Assist the broker regulatory team in the monthly filing of the FOCUS and respective supplemental reports: SSOI, SLS, OBS, Form Custody, SIPC, FR2004;
• Ability to build relationships across teams – Operations, Product Control, Regulatory Reporting, Compliance, etc.;
• Ensure polices and procedures documents (SOPs) are maintained and updated regularly.

• Finance/Accounting related degree; and/or a minimum of 1 year relevant finance experience;
• Experience in the following areas would be beneficial:
  • Finance industry experience in various relevant roles; Accounting, Operations, Product Control, Legal entity
  • Double entry book-keeping experience
• High proficiency level across Microsoft suite of products: Excel (Formulas, Pivot tables, Macro knowledge);
• Working knowledge of Axiom (Adenza);
• Broadridge BPS and Broadridge NAPE/IMPACT and other regulatory system functionalities is a plus;
• Advance working knowledge and experience in the financial and regulatory aspects of broker dealers, specifically in 15c3-3, along with the business, product, operational and institutional knowledge;
• Automation skills via Alteryx & PowerBI is a plus;
• Communicate with senior management regarding specific drivers and variances associated etc.;
• Detail-oriented and analytical, with the ability to work efficiently with advanced spreadsheets and solve problems with minimal guidance.

If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we’re committed to helping you identify opportunities that support your goals.

We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.

Job Description:

A role reporting to the Global Head of Regulatory Technology and EU INFRA Project Lead, TD Securities.

The role will have responsibility for Project Management and Project Reporting tasks spanning the Regulatory Technology and EU Infrastructure portfolio of projects and will include creation and management of project management, organizational and resource artefacts for the Global RegTech and EU Infrastructure organization.

The EU INFRA Project Lead has accountability for project management of technology deliverables in the APAC region. The project manager will also be required to perform a co-ordination role on those projects.

Framework Leadership & Development

• Lead the design, development, and evolution of a shared front-end framework and component library for technology applications.
• Create highly configurable and reusable components, enabling product teams to adapt and scale solutions efficiently across different business needs.
• Define and enforce best practices for front-end architecture, coding standards, and component design to ensure quality, consistency, and maintainability.
• Collaborate closely with Technology leads to integrate front-end solutions with scalable, secure back-end services.

Application Delivery & Innovation

• Partner with Product Managers and UX Designers to ensure user-first design principles are embedded into all frameworks and application builds.
• Help drive the buildout of a modern suite of Compliance applications that are scalable, adaptable, and aligned to user workflows and business needs.
• Contribute to application planning, technical architecture discussions, and roadmap development to ensure front-end innovations support the broader Compliance strategy.
• Explore and introduce new tools, technologies, and methodologies that improve developer efficiency and platform scalability.

Cross-Functional Collaboration & Leadership

• Act as a strategic bridge between Technology, Product, and UX teams to ensure alignment across user needs, technical feasibility, and product vision.
• Guide and mentor developers across teams on front-end standards, reusable patterns, and framework contributions.
• Participate in sprint planning, code reviews, and technical workshops to drive quality and foster a culture of continuous improvement.
• Maintain strong, proactive communication with stakeholders to manage priorities and ensure delivery timelines are meThe candidate's role will be split 50/50 working for the Regulatory Technology supporting the Global Head and the EU INFRA Project Leads on several different projects and their deliverables.

The candidate will be required to build and maintain relationships with colleagues in many different groups and time-zones to ensure their success in the role.

The role will operate in a junior project management capacity which will mean working closely with the RegTech and EU INFRA senior leadership team and will have responsibility for a number of tasks including;

• Collation and submission of project estimates for upcoming initiatives
• Identification of project risks
• Management of project resourcing forecasts and actuals
• Maintenance of the Global Reg Tech & EU INFRA book of work
• Project deliverable tracking
• Weekly project status reporting to European CIO
• Weekly reporting to TDS CIO and OCIO management
• Co-ordination of technology wide deliverables for multi-stream projects
  • Collation of estimates across technology
  • Technology issue and risk oversight and management
  • Deliverables timeline co-ordination
• Resolution of time management issues
• Capturing metrics on releases and emergency changes
• Assisting with JIRA prioritization, planning and management for BAU team activities
• Vendor onboarding for RegTech, FinTech and EU INFRA new initiatives
• Preparation and distribution of the bi-monthy European Technology and RegTech newsletter

Numerous learning opportunities will also be present in the role. These will include:

• Assisting with planning activities for new initiatives
  • review of requirements
  • solution planning and design
  • sprint planning
  • project phasing
• Project planning and management for strategic re-platforming initiative including ownership of plan and RAID management

Technical Skills

• Expert-level experience with modern front-end technologies (React, TypeScript, JavaScript, HTML5, CSS3, Webpack, etc.).
• Strong experience designing and building scalable component libraries and UI frameworks.
• Working knowledge of back-end integration, APIs (RESTful, GraphQL), and understanding of full-stack development environments.
• Deep understanding of responsive design, accessibility standards, and cross-browser development.
• Familiarity with design systems and experience collaborating closely with UX teams.
• Experience with cloud platforms (AWS, Azure) and containerized environments (Docker, Kubernetes) is a plus.
• Knowledge of security, authentication, and compliance considerations in enterprise environments preferred.

Professional Skills

• Strong architectural thinking with the ability to translate high-level requirements into scalable technical solutions.
• Proven leadership experience — leading development efforts, setting technical standards, and mentoring others.
• Excellent collaboration skills, with a proactive approach to working across Technology, Product, and UX teams.
• Comfortable working in an agile environment, with a strong understanding of agile methodologies and principles.
• Strong problem-solving abilities, attention to detail, and a focus on delivering high-quality, maintainable solutions.

Experience

• 7+ years of professional front-end development experience, with at least 3 years in a technical leadership or framework-focused role.

Experience in financial services, regulatory, or compliance-related technology solutions preferred but not required.Strong time management skills with the ability to multi-task and prioritize workload in a high-pressured environment

An inquisitive, logical thinker with strong analysis and problem-solving skills

Excellent attention to detail

Willingness to learn

Strong sense of ownership and accountability

Ability to quickly build strong relationships with all levels of internal stakeholder

Able to influence and negotiate

Demonstrates initiative and a willingness to undertake a wide variety of challenging tasks

Highly proficient in the use of MS Office and Visio, MS Project, Confluence and JIRA would be a bonus

If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we’re committed to helping you identify opportunities that support your goals.

We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.